Advisor News

Displaying 26590 results
How to perfectly time your clients' Medicare enrollment
RETIREMENT PLANNING APR 06, 2015
How to perfectly time your clients' Medicare enrollment

Decisions on Medicare enrollment carry a meaningful financial impact, are closely tied to Social Security choices

By Peter Stahl
FINTECH APR 05, 2015
You've got mail ... and more mail ... and more ...

Tips about uncluttering your inbox (bet Hillary Clinton wishes she had).

By Alessandra Malito
The cruelest month: IRS doesn't mess around in April
RETIREMENT PLANNING APR 05, 2015
The cruelest month: IRS doesn't mess around in April

Fraud prosecutions remind the public of the agency's enforcement muscle.

By Bloomberg
Focus Financial invests in $600 million wealth manager
RIA NEWS APR 05, 2015
Focus Financial invests in $600 million wealth manager

Deal comes amid slowdown for large investors in financial advisory firms.

By Trevor Hunnicutt
Employer objections stand in way of 401(k) plan success
RETIREMENT PLANNING APR 05, 2015
Employer objections stand in way of 401(k) plan success

Advisers can adopt strategies to counteract arguments against trying to maximize contributions

By Darla Mercado
More companies than ever avoid paying taxes
RETIREMENT PLANNING APR 03, 2015
More companies than ever avoid paying taxes

A record 54 companies in the S&P 500 are now at least partially exempt from the corporate income tax, more than twice the number four years ago.

By Bloomberg
Did Social Security slice benefits for people with disabilities?
RETIREMENT PLANNING APR 03, 2015
Did Social Security slice benefits for people with disabilities?

A minor change in the Social Security Program Operations Manual System late last year resulted in what some advocates call an 'outrage.'

By Mary Beth Franklin
REGULATION AND LEGISLATION APR 03, 2015
Want to change tax policy? Two powerful senators want to hear from you

Senate leaders are asking the public to add their ideas for overhauling the code to the bipartisan debate.

By Mark Schoeff Jr.
Saving for college got tougher last year
RETIREMENT PLANNING APR 02, 2015
Saving for college got tougher last year

Average savings level of $10,040 is lowest in three years as cost of living, lower earnings squeeze out savings.

By Bloomberg
Millennials are shunning financial advice
EQUITIES APR 02, 2015
Millennials are shunning financial advice

<i>Breakfast with Benjamin</i>: Millennials don't really care about financial advice, which is a boon for robo-advisers, but a bad sign for the advice industry.

By Jeff Benjamin
INDEPENDENT BROKER DEALERS APR 02, 2015
Brokerage executives enjoying steadily increasing payouts

As markets thrive and wealth management becomes a focus at major firms, brokerage execs like Morgan Stanley's Greg Fleming enjoy bigger paydays.

By Mason Braswell
Affordable Care Act not a problem for taxpayers: IRS chief
RETIREMENT PLANNING APR 02, 2015
Affordable Care Act not a problem for taxpayers: IRS chief

Commissioner John Koskinen says agency is still struggling to stop identity theft

By Mark Schoeff Jr.
RIA NEWS APR 02, 2015
Time for RIAs to set transition plans as SEC steps up focus

Regulator turning attention to how risks arising from advisers' asset management business might cascade throughout the economy.

By Les Abromovitz
Plaintiffs appeal decision in Fidelity case on 401(k) float income
RETIREMENT PLANNING APR 01, 2015
Plaintiffs appeal decision in Fidelity case on 401(k) float income

Attorney says 'judge got it wrong' in deciding in favor of the mutual fund giant.

By Robert Steyer
RETIREMENT PLANNING APR 01, 2015
Procrastinate, and your tax-preparer may fine you

Accountants reveal their tactics for avoiding the last-minute jam

By Bloomberg
RETIREMENT PLANNING APR 01, 2015
Thinking about going into business on your own?

Tax tips and guidelines: Above all, deduct

By Elizabeth MacBride
RETIREMENT PLANNING APR 01, 2015
What empty nesters don't know about retirement

With the kids gone, will you tend to spend less or more? Even the experts aren't sure.

By Bloomberg
Who wants to service a tiny retirement plan? This guy.
RETIREMENT PLANNING APR 01, 2015
Who wants to service a tiny retirement plan? This guy.

Retirement plan consultant builds service for plans with less than $2M in assets.

By Darla Mercado
ALTERNATIVES APR 01, 2015
SEC drops investigation of Inland American but giant REIT raises new questions over fees

The giant nontraded real estate investment trust, with $7.5 billion in total assets at the end of 2014, received a clean bill of health but joined a lawsuit against former business partners.

By Bruce Kelly
Finra slams Oppenheimer with $3.75 million penalty
REGULATION AND LEGISLATION APR 01, 2015
Finra slams Oppenheimer with $3.75 million penalty

Clients lost millions because the firm failed to supervise broker who misappropriated $3 million and churned accounts, the regulator said.

By Mason Braswell