Advisor News

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Just how much is Hillary Clinton raking in from Wall Street, and what does it mean for advisers?
REGULATION, LEGAL & COMPLIANCE FEB 18, 2016
Just how much is Hillary Clinton raking in from Wall Street, and what does it mean for advisers?

The Democratic presidential candidate is getting pummeled over the money she's receiving from the financial industry. But at least one of Ms. Clinton's positions shows you can't always follow the money.

By Mark Schoeff Jr.
Putting ETF liquidity concerns in perspective
EQUITIES FEB 18, 2016
Putting ETF liquidity concerns in perspective

<i>Breakfast with Benjamin</i> The lessons that were learned from the August 24th flash crash.

By Jeff Benjamin
Recent class-action surge ups the ante for 401(k) advice
RETIREMENT PLANNING FEB 18, 2016
Recent class-action surge ups the ante for 401(k) advice

Retirement plan advisers should make sure they have their bases covered to prevent litigation for fiduciary breaches.

By Blaine F. Aikin
REGULATION, LEGAL & COMPLIANCE FEB 17, 2016
SEC set to reform administrative law process

The agency next week will consider changes to the process by which it tries enforcement cases before in-house judges.

By Mark Schoeff Jr.
RetireUp drags and drops annuities into retirement income planning
FINTECH FEB 17, 2016
RetireUp drags and drops annuities into retirement income planning

RetireUp, a retirement income planning software provider, partnered with two insurance companies this week to allow advisers to drag and drop fixed-indexed annuities products into clients' retirement plans for a quick analysis of what works and what doesn't.

By Alessandra Malito
Riskalyze brings advisers automated client checkups during market volatility
FINTECH FEB 17, 2016
Riskalyze brings advisers automated client checkups during market volatility

When the markets go wild, clients may not know that they need to ride out the volatility, but technology vendors are looking to prevent any bad financial decisions with behavioral coaching via new online tools.

By Alessandra Malito
Social Security Administration releases details of rule on new spousal benefits claiming strategy
RETIREMENT PLANNING FEB 17, 2016
Social Security Administration releases details of rule on new spousal benefits claiming strategy

But the Social Security Administration still has no guidelines for file-and-suspend deadlines.

By Mary Beth Franklin
PRACTICE MANAGEMENT FEB 17, 2016
For some advisers, money not motivating factor to go independent

Advisers choosing models with the most support forgo up to 25% of profits.

By Liz Skinner
How retirement coaching can add value to your practice
OPINION FEB 17, 2016
How retirement coaching can add value to your practice

Offering this coaching is one way advisers show they care not only about clients' financial success, but also about their health and well-being.

By Steve Sanduski
SEC loses another case over the use of in-house judges
PRACTICE MANAGEMENT FEB 17, 2016
SEC loses another case over the use of in-house judges

Federal judge, who issued similar ruling in August, says agency could solve the problem easily.

By Hazel Bradford
PRACTICE MANAGEMENT FEB 16, 2016
4 adviser recruiting predictions for the year ahead

What the state of adviser recruiting might look like in 2016, from the wirehouses to the independent space

By DSARCH
FINTECH FEB 14, 2016
Embrace the robo-adviser disruption

Advisers that embrace this disruption and offer a wider range of services will thrive and prosper in the digital age.

By MFXFeeder
OPINION FEB 14, 2016
Doing the math on RIA exams

Promising developments in the push to boost the number of advisers examined by the SEC each year

By MFXFeeder
RETIREMENT PLANNING FEB 12, 2016
Financial planning tips for blended families

More than 40 million Americans are in a second or third marriage. Here's how to make sure you plan properly for your step family.

By Thomas Mingone
Sen. Warren, Rep. Cummings accuse financial industry of crying wolf on DOL fiduciary
RETIREMENT PLANNING FEB 12, 2016
Sen. Warren, Rep. Cummings accuse financial industry of crying wolf on DOL fiduciary

The Massachusetts senator and Rep. Elijah Cummings, D-Md., assert four large insurance companies are telling regulators and shareholders different tales.

By Mark Schoeff Jr.
FINTECH FEB 12, 2016
The coming wave of adviser technology convergence

Advice industry is in the early innings of what promises to be a new period of major technological change.

By Douglas Winter
RETIREMENT PLANNING FEB 12, 2016
65 and broke: Student loan debt isn't just a young person's problem

The amount of education debt held by people 65 and older ballooned to $18.2 billion in 2013, from $2.8 billion in 2005.

By Bloomberg
RETIREMENT PLANNING FEB 11, 2016
World's best REIT hands Fortress 700% gain on Japan bets after tsunami

Fortress says infrastructure in Japan among bright spots of Abenomics

By Bloomberg
Planning implications of Obama's budget in one simple chart
RETIREMENT PLANNING FEB 11, 2016
Planning implications of Obama's budget in one simple chart

Michael Kitces explains how the president's fiscal 2017 budget affects retirement, estate and other tax law.

By Ellie Zhu
RETIREMENT PLANNING FEB 11, 2016
How competent is your tax preparer?

The U.S. Government Accountability Office estimates that half of all self-prepared individual tax returns contain at least one error, compared to 60% of returns completed by a paid preparer.

By Bloomberg