Urge Commission to speed up regulation that will ease regs on Reg D offerings.
Cousin selling 2009 World Series babble; oh yes, $2.3M baseball card on the same bill
Attention media: Connecting today's news to today's defections ignores the logistics of the business
In 2011, investors continued to struggle with the gap between the historic 10% returns to which they were long accustomed, and the realities of a lower-return, higher-volatility climate. It was a year in which worries over market volatility dominated headlines in the financial press, leaving investors wondering how to adapt their portfolios. But, we believe that to arrive at an effective solution, investors need to start with the right diagnosis.
In an <i>InvestmentNews</i> poll, advisers slammed President Obama's handling of the budget agreement. The big complaint: The White House dithered on cutting government spending.
House speaker takes big political risk mustering enough cliff votes; market surges
Many accelerating investment income ahead of expected rate hikes; 'The Fast and the Furious'
Small-business owners stand to benefit from deductions
Top prognosticators way off the mark last year; 'fear du jour'
Guggenheim to purchase Sun Life unit; CEO Mark Walter building a giant
Even a self-professed expert gets it wrong sometimes
The tax package that averted the fiscal cliff will significantly lower the deficit, but at what cost to economic growth?
Unit to pay nearly $11M to close Finra action; B-D platform allegedly failed to place orders in a timely fashion
A new white paper from United Planners explores how ERISA reform is changing the game for broker-dealers and their advisers.
