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RETIREMENT PLANNING OCT 01, 2012
Women facing 'retirement income glass ceiling'

Women face a unique set of hurdles when it comes to saving for retirement, and those difficulties set them far behind men once they stop working.

By Darla Mercado
RETIREMENT PLANNING SEP 30, 2012
REIT dividends at issue in suit

By Bruce Kelly
REGULATION AND LEGISLATION SEP 30, 2012
Finra is right to improve transparency

Any initiative that reduces investors' vulnerability to fraud, and thereby strengthens their confidence in the markets, is a step in the right direction.

By MFXFeeder
MUTUAL FUNDS SEP 30, 2012
Stock market correlation leads to 'closet' indexing

Maybe American Funds Growth Fund of America should be renamed American Funds Index Fund of America. The $115 billion fund, the largest equity mutual fund in the world, is tracking its benchmark more closely than ever before — and it is not alone.

By JKEPHART
RIAS SEP 30, 2012
Raymond James trims fees for some RIAs

By DJAMIESON
PRACTICE MANAGEMENT SEP 30, 2012
Helping ease pain of college debt

By Liz Skinner
RETIREMENT PLANNING SEP 30, 2012
Merrill hires MSSB exec to run insurance, annuities

By AOSTERLAND
RETIREMENT PLANNING SEP 30, 2012
Many wealthy skip tax benefits, give posthumously

By Liz Skinner
REGULATION AND LEGISLATION SEP 30, 2012
SRO issue may hinge on funding

By Mark Schoeff Jr.
FINTECH SEP 30, 2012
Fox and Redtail partner on work flow

By Davis Janowski
INDUSTRY NEWS SEP 30, 2012
Use alts to solve specific problems

By Gene L. Needles Jr.
Advisers on the move: Oct. 1
INDUSTRY NEWS SEP 30, 2012
Advisers on the move: Oct. 1

By MFXFeeder
OPINION SEP 30, 2012
Are cost-benefit analyses exploited?

By MFXFeeder
INDUSTRY NEWS SEP 30, 2012
Large-cap equities take six of top 10 spots for 12-month period

By Rob Kozlowski
OPINION SEP 30, 2012
Bone up—for your clients' financial health

Now that the Supreme Court has upheld the constitutionality of the health care reform law, advisers need to study it thoroughly.

By MFXFeeder
RETIREMENT PLANNING SEP 30, 2012
Financial planners in limbo after health care ruling

By Mark Schoeff Jr.
RIAS SEP 28, 2012
Raymond James, Pershing see opportunity in U.K.

Some see move to independent, fee-based model, open-architecture as opportunity.

By DJAMIESON
REGULATION AND LEGISLATION SEP 28, 2012
Privacy laws threaten compliance

State lawmakers are chipping away at securities firms' ability to monitor employee activity on social-media sites, which could cause compliance headaches for both firms and regulators.

By DJAMIESON
RIAS SEP 28, 2012
Capital gains seen as crux of tax imbroglio

By Mark Schoeff Jr.
RIAS SEP 28, 2012
RIA Match links advisers and firms that are recruiting

By Janowski Davis