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The Hartford would take its lumps in cashing out VA holders
RETIREMENT PLANNING SEP 05, 2012
The Hartford would take its lumps in cashing out VA holders

Major upfront expense needed to get out from under 'ungodly' liabilities

By John Goff
$790M team jumps to Merrill after four months at Barclays
WIREHOUSES SEP 05, 2012
$790M team jumps to Merrill after four months at Barclays

Celenza, DiGioia make quick exit from U.K. bank after 11 years at Smith Barney; location, location, location

By AOSTERLAND
FIXED INCOME SEP 05, 2012
Why U.S. Treasuries are the 'cleanest dirty shirt'

By Sharon Lee Stark
INDUSTRY NEWS SEP 04, 2012
After 20 years, NAPFA's Turf plans to step down

It's been a strange few months for the advisers association. In August, its chairman-elect decided not to take the post. And on Monday, the group's long-time CEO said she's leaving this summer.

By Jeff Benjamin
Pershing pushes northward
EQUITIES SEP 04, 2012
Pershing pushes northward

By DJAMIESON
INDUSTRY NEWS SEP 04, 2012
Peter Schiff: Why we need a return to the gold standard

As it is now being considered, the [Republican] platform stops short of recommending a return to the gold standard, but does advocate a commission to consider the possibility.

By Peter Schiff
BROKER DEALERS SEP 04, 2012
HighTower still hot, snags $1B team

Dillig Group exits Credit Suisse; eighth recruiting win for HighTower this year

By DJAMIESON
How you can collect on your ex
RETIREMENT PLANNING SEP 04, 2012
How you can collect on your ex

Answers to some questions about Social Security claiming strategies for divorced spouses.

By Mary Beth Franklin
WIREHOUSES SEP 04, 2012
HighTower's Weissbluth: Wirehouses are like Proctor & Gamble

By John Goff
NAPFA's next chairman will fight Finra oversight
RIAS SEP 04, 2012
NAPFA's next chairman will fight Finra oversight

Rhoades named to succeed John; wants to keep fiduciary standard for investment advisers.

By Lavonne Kuykendall
Cetera closes deal for Genworth
BROKER DEALERS SEP 04, 2012
Cetera closes deal for Genworth

Cetera Financial Group completed the acquisition of Genworth Financial Investment Services yesterday.

By AOSTERLAND
BROKER DEALERS SEP 04, 2012
Cetera Financial strikes again, snagging B-D with 2,000 advisers

By Bruce Kelly
BROKER DEALERS SEP 04, 2012
Valerie Brown: Cetera boss sees an opening in closings

Consolidation among independent broker-dealers is inevitable, according to Cetera Financial Group chief executive Valerie Brown, and the inability or unwillingness of firms to stay open is benefiting her firm.

By Bruce Kelly
REGULATION AND LEGISLATION SEP 02, 2012
Expungement ruling could have wide impact

By DJAMIESON
INDUSTRY NEWS SEP 02, 2012
Market's potential problems could make for a wild ride

By Jeff Benjamin
REGULATION AND LEGISLATION SEP 02, 2012
SEC: Adviser stuck clients with losses

By Liz Skinner
Advisers need to practice what they preach
OPINION SEP 02, 2012
Advisers need to practice what they preach

Advisers who continue to put off developing and implementing a succession plan are being shortsighted.

By Jim Pavia
OPINION SEP 02, 2012
When duty clashes with public policy

By MFXFeeder
RETIREMENT PLANNING SEP 02, 2012
Advisers blow Social Security benefits quiz

By MFXFeeder
RETIREMENT PLANNING SEP 02, 2012
LPL premieres video that explains VAs without hard sell

By Darla Mercado