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INDUSTRY NEWS JUN 25, 2012
Advisers keen for model ETF portfolios

By Jason Kephart
RIAS JUN 25, 2012
Advisers willing to pay SEC user fees for exams

By Mark Schoeff Jr.
Asian millionaires counter lost riches in Europe, North America
RIAS JUN 25, 2012
Asian millionaires counter lost riches in Europe, North America

America lost 129,000 millionaires last year while China gained 16%, India 21%

By Doug Cubberley
Romney draws sports team owners but players prefer Obama
RIAS JUN 25, 2012
Romney draws sports team owners but players prefer Obama

Even the Yankees, Sawx rivalry carries over to owners' prexy picks

By Doug Cubberley
EQUITIES JUN 24, 2012
The next opponent for Wall Street banks? Their own employees

A drop in stock prices could trigger worker suits over 401(k) plans as investors and sponsors argue over diversification

By Darla Mercado
Manulife 'gearing up' U.S. wealth management: CEO
RIAS JUN 24, 2012
Manulife 'gearing up' U.S. wealth management: CEO

By Doug Cubberley
INDUSTRY NEWS JUN 24, 2012
Hasenstab's new normal: You must take risks just to preserve wealth

By Jeff Benjamin
RETIREMENT PLANNING JUN 24, 2012
B-Ds join to pitch REITs

By JKEPHART
RIAS JUN 24, 2012
BofA wields ax at U.S. Trust, sources say

By Bloomberg
RETIREMENT PLANNING JUN 24, 2012
Don't sugarcoat it

By LKUYKENDALL
RETIREMENT PLANNING JUN 22, 2012
J.P. Morgan links up with FASCore in recordkeeping arrangement

J.P. Morgan Asset Management has joined up with FASCore to provide record keeping solutions for the asset manager's small-to-midsized plan clients

By Darla Mercado
INDUSTRY NEWS JUN 22, 2012
What's next for 'Helicopter Ben'?

By DJAMIESON
RETIREMENT PLANNING JUN 22, 2012
Small retirement plans are sweet on bundled service providers

John Hancock Retirement Plan Services takes the cake among plan sponsors as a favored defined-contribution investment manager.

By Darla Mercado
RIAS JUN 21, 2012
Roth 401(k) gains popularity as way to ax retirees' taxes

By Bloomberg
Finra hits Merrill for $450K over structured products sales
REGULATION AND LEGISLATION JUN 21, 2012
Finra hits Merrill for $450K over structured products sales

SRO claims brokerage did not have automated system to flag potential risk for clients

By DJAMIESON
REGULATION AND LEGISLATION JUN 21, 2012
Why small RIAs are panicking over SRO bill despite fee cap

In a congressional hearing last week, witnesses and lawmakers expressed concern about how much it would cost to set up and operate an SRO.

By Mark Schoeff Jr.
Advisers' enthusiasm over alternatives curbed
RIAS JUN 21, 2012
Advisers' enthusiasm over alternatives curbed

High fees, lower returns and flagging growth have taken toll on advisers' alternatives enthisiasm: Morningstar

By DJAMIESON
Stillwater runs dry as OSU, Pickens come up empty in insurance battle
RETIREMENT PLANNING JUN 21, 2012
Stillwater runs dry as OSU, Pickens come up empty in insurance battle

Judge rejects bid to recoup $33 million in soured funding scheme for school's athletic department; life insurance policies taken on 27 donors

By Darla Mercado
Hasenstab's 'Erin go bond' strategy triggers Templeton turnaround
INDUSTRY NEWS JUN 21, 2012
Hasenstab's 'Erin go bond' strategy triggers Templeton turnaround

Bets on distressed Irish debt vault Global Bond Fund back near the top; rough year in 2011

By John Goff
PRACTICE MANAGEMENT JUN 21, 2012
Feds raid Ind. offices of National Lampoon Inc.'s chief executive

Federal agents searched the Indiana and Ohio offices of two companies owned by an Indianapolis businessman Tuesday, serving warrants a month after a newspaper questioned whether the Ohio firm is capable of repaying some $168 million owed to investors.

By Bloomberg