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INDUSTRY NEWS FEB 08, 2012
Dividend-paying stocks are now outperforming bonds

Dividends have long provided an extra boost to stock performance, but it is extremely rare for dividend-paying stocks to stack up as well against bonds, as they are today.

By MFXFeeder
INDUSTRY NEWS FEB 08, 2012
Prepaid college savings plans are healthier, but advisers remain wary

By Liz Skinner
INDUSTRY NEWS FEB 08, 2012
LPL to buy Fortigent in 'massive development in the industry'

The wrapper's barely off the new year and LPL has already made another big move, agreeing to buy RIA Fortigent. One industry watcher says the deal is, in fact, a very big deal. Here's why.

By Bruce Kelly
INDUSTRY NEWS FEB 08, 2012
LPL's tech, compliance upgrades win Carson over

Adviser with $2.7B in AUM reverses course, drops plan to start own broker-dealer; says reasons to form B-D 'evaporated'

By Bruce Kelly
RIA M&A pace, prices up again in third quarter
RIAS FEB 08, 2012
RIA M&A pace, prices up again in third quarter

Registered investment advisory firm mergers-and-acquisitions activity is at a boil this year, and the pace likely will continue, as long as volatile investment markets don't distract buyers.

By Lavonne Kuykendall
Done deal: Mutual Fund Store sells stake to Warburg Pincus
RIAS FEB 08, 2012
Done deal: Mutual Fund Store sells stake to Warburg Pincus

The Mutual Fund Store, one of the largest RIA firms in the industry, has inked a deal to sell a controlling stake in its business to private equity firm Warburg Pincus. The announcement comes one month after <i>InvestmentNews</i> first reported that a deal for the RIA was in the works, which founder Adam Bold (pictured) denied at the time.

By InvestmentNews Staff
RIAS FEB 07, 2012
Focus Financial closes hot 2012 with yet another deal

Purchase of Merriman hikes firms' AUM to nearly $60 billion; more TBA?

By Liz Skinner
Life settlement notes turn out to be killer for Tex reps
LIFE INSURANCE AND ANNUITIES FEB 07, 2012
Life settlement notes turn out to be killer for Tex reps

Pair of brokers in Lone Star state suspended for selling bogus promissory notes from now-defunct National Life Settlements; 'We were fooled'

By Darla Mercado
RETIREMENT PLANNING FEB 07, 2012
Romney's IRA holdings pique interest

By Bloomberg
Investment pros see Romney's tax break as welfare for the Mitt
REGULATION AND LEGISLATION FEB 07, 2012
Investment pros see Romney's tax break as welfare for the Mitt

Survey finds little support for carried interest income treatment; 'scream bloody murder'

By John Goff
Plan advisers want cost info first when talking to wholesalers
RIAS FEB 07, 2012
Plan advisers want cost info first when talking to wholesalers

Retirement plan advisers are most interested about fees and expenses when talking to fund wholesalers.

By Bloomberg
RETIREMENT PLANNING FEB 07, 2012
Eyes on college, not the cash

By Lavonne Kuykendall
INDUSTRY NEWS FEB 07, 2012
Tax breaks make 529 plans smart choice for college

Roger Michaud, chairman of the College Savings Foundation and a senior vice president at Franklin Templeton Distributors Inc., stands behind Section 529 college savings programs as the best way to pay for increasing higher-education expenses.

By Liz Skinner
Bridgewater, AQR take aim at DC assets
RETIREMENT PLANNING FEB 07, 2012
Bridgewater, AQR take aim at DC assets

Alternative investment managers Bridgewater Associates and AQR Capital Management are turning their attention to the defined contribution plan market with tweaks to their strategies.

By Christine Williamson
The largest 529 college savings plans
INDUSTRY NEWS FEB 07, 2012
The largest 529 college savings plans

As ranked by net assets.

By Mark Bruno
No SOS as defiant Berkowitz pledges to 'stay the course'
INDUSTRY NEWS FEB 06, 2012
No SOS as defiant Berkowitz pledges to 'stay the course'

Fairholme Fund boss looking for big rebound after lousy 2011; BofA turnaround would help mightily

By John Goff
INDUSTRY NEWS FEB 06, 2012
Deutsche Bank said to pursue sale of asset management units

Deutsche Bank could sell its asset-management units, including DWS mutual funds, RREEF, DB Advisors and its insurance asset management arm.

By Doug Cubberley
RETIREMENT PLANNING FEB 05, 2012
Matson: Advisers often play along with bad strategy to keep clients happy

By Bloomberg
RIAS FEB 05, 2012
Getting a firm handle on emotional intelligence

By Bloomberg
Ketchum: Finra's focus on conflicts of interest compounding
REGULATION AND LEGISLATION FEB 03, 2012
Ketchum: Finra's focus on conflicts of interest compounding

SRO's boss says issue now a top concern for regulator; also homing in on disclosure for complex products

By Bruce Kelly