UBS participated in the funding round for the provider of direct indexing, which oversees more than $2 billion in assets.
North Carolina’s Bank of Oak Ridge will use Marstone’s platform combined with advice from Detalus Advisors.
The digital platform, myVoyage, integrates account balances in defined-contribution retirement plans with guidance and information about external accounts.
Lucas has headed the nonprofit employee benefit research group since 2018.
The SEC chief wants to wring cost savings out of the middle of the financial markets, where intermediaries make money.
A pair of exchange-traded funds would analyze the financial disclosure of lawmakers from both parties and their spouses and dependent children.
While many were skeptical about Advisor Circle and Ritholtz Wealth's idea for a 'wealth festival,' Future Proof could become the industry's next big event.
A group of 13 signed an open letter that calls out moves against ESG criteria being used in investing public money as politically motivated.
Chicago’s Loop Capital Markets helped an unnamed Midwestern city buy fixed-income securities.
The top Republican on the Senate Banking Committee pressed the SEC chair to scrap an agency proposal to require climate reporting by public companies.
63% of retirement plan participants say they have challenges managing their accounts digitally.
Oppenheimer's charge of "evident partiality" by an arbitrator in the $36.7 million decision it lost last week revisits the question of fairness in arbitration proceedings.
Tuesday's report on August consumer prices points to an 8.7% cost-of-living adjustment to Social Security benefits next year.
Most advisers agree they should be providing health care advice, but they say they need better tools.
During Fiduciary September, the head of the Institute for the Fiduciary Standard worries that the SEC is eroding the standard.
After its spate of acquisitions, Morgan Stanley now has relationships with 16.5 million clients, Andy Saperstein, its head of wealth management, points out.
Remember that almost any carefully developed plan is going to be better for your family, employees and clients than to have no plan in place at all.
The risk going forward is a lot higher than it has been in the recent past.
Kim Garrison is moving to the firm's employee channel in Springfield, Missouri.
A win for Bidzina Ivanishvili against Credit Suisse Trust (Singapore) Ltd. may force a major rethink of how and when trust operators flag unusual transactions or other shady practices.
