Owners of RIAs want higher prices for their firms now than they did between 2017 and 2019, the last time Fidelity did this study.
The list of priorities put together by the House Committee on Financial Services' ESG working group shows where a Republican administration might be headed.
House conservatives recently recommended raising the retirement age to receive full benefits to 69, a proposal that put the spotlight back on the thorny problem of the program's solvency.
Markowitz was best known as the father of modern portfolio theory, which he introduced in 1952.
The riders attached to a House bill funding the agency will meet resistance in the Democratic-majority Senate.
Financial advisor head count grew by just 2,579 advisors in 2022, while the failure rate among rookie advisors was more than 72%, according to a Cerulli study.
The four advisors control $400 million in client assets and their Elkhorn-based firm is called Omnia Wealth Group.
The company is adding to its support for groups of plans and rolling out new programs for multiple employer plans and pooled employer plans.
Capital raises that are open to the public allow for access to new avenues of wealth-building.
The opportunities for younger financial advisors to increase the value of their practices couldn't be better.
Mergers and acquisitions aren't about aggregation, they're 'about integration,' says Brandon Kawal of Advisor Growth Strategies.
The majority of pre-retirees highlighted inflation as the greatest challenge to their retirement plans over the coming 12 months, followed by an economic recession, market volatility and taxes.
The court's ruling reinforces the ability of companies to channel customer and employee disputes into arbitration.
Consumers dealing with inflation and market volatility would appreciate guidance from their bank, but few say they’re getting that, according to a new study from J.D. Power.
Employment at advisory firms also reached a record, while assets under management declined in 2022, according to an annual study by the Investment Adviser Association and National Regulatory Services.
The Armonk, New York-based retirement plan consulting firm has $3.8 billion in assets under advisement.
A vendor improperly destroyed 47 million electronic communications, including emails and instant messages, from 8,700 inboxes.
Jennifer Campbell was office manager and chief compliance officer for a registered investment advisor in Buffalo, New York.
The decline would be due to the acquisition of Credit Suisse which would come as a result of client outflows, the overlap between the two banks and ongoing cost savings, says bank analysts.
Joe Di Biasi and Greg McElheny head Blue Sky Wealth Management in Greenwood Village.
