We look at the big news, announcements and underlying trends and developments in the world of technology solutions for financial advisers and wealth management!
The SEC chair has placed much political capital into reforming the agency's rules
Being in the office is more important for some employees, like bankers working on an IPO, and less important for others, like advisers working with wealthy clients, bank’s COO says
Receiving Social Security benefits on someone else’s earnings record.
3 client questions every adviser should anticipate as firms emerge from the shutdown
A bipartisan bill to amend the Internal Revenue Code hints at more attention to the issue, according to a report from Morningstar
The ruling came in a lawsuit brought by a California couple ordered to pay $27 million after being found to have defrauded investors
Digital advice players have long heralded low-cost investing, but firms are offering differentiated strategies
The dispute between Attorney General Barr and Geoffrey Berman has cast a shadow over Clayton's nomination for the position
U.S. regulators dropped the ball in a recent letter clarifying that regulations do not prohibit the use of private equity funds in 401(k) plans
Jay Clayton would replace Geoffrey Berman, who is exiting after 2½ years in the job
The architect of the DOL fiduciary rule remains skeptical of the SEC measure
Only 15% of participants in the survey said they received messages through mobile apps at the beginning of the COVID-19 crisis
The Texas couple made 90 unauthorized distributions from pension and retirement plans they ran
The Democratic choice is likely to be paired with Republican Hester Peirce in the confirmation process
From live chat to interactive voice response, the broker-dealer is hoping to enhance the adviser user experience
Beth Lawlor was named president of the bank’s private wealth management business
The panel also advanced a proposal to target exam cheating and pledged to increase the diversity of its membership
Interchange Capital Partners in Pittsburgh, Pa., will use Pershing and Dynasty Financial Partners
Economic conditions have made the products less attractive than they were last year, with one exception
