If you're a real estate investor who wants to buy low and sell high, this is the list for you.
Preferred Apartment Communities Inc. is selling nontraded preferred shares to help fund its growth, giving brokers a 7% commission.
While the system provides access to up-to-date and accurate information on an adviser's record, it also publishes mere accusations, convenient settlements and decades-old misdemeanors.
The agency is scrutinizing ETFs because of instances of sharp volatility, and has launched an initiative to evaluate how mutual funds can better inform investors about costs.
New regulation was catalyst for broker-dealer to impose uniformity, says LPL Financial's Mark Casady.
He will begin Aug. 15, at about the same time Robert Cook, a former division director at the SEC, takes over as chief executive.
Nearly three years after he was thrown out of the securities industry, the adviser has filed another appeal.
The Labor Department's conflict-of-interest rule is upping plan sponsors' concern for their fiduciary duty.
Family benefits account for a much smaller percentage of Social Security outlays today than they did in the past.
ERISA attorneys say the judge's decision was a complete rebuke of classic arguments in excessive-fee suits, and could provide fodder for the defense in future trials.
One attorney called the lawsuit an "attack" on the investment-management structure within variable annuities.
The plaintiffs argued that the company provided a money market fund instead of a stable value fund and paid excessive record-keeping fees to Vanguard Group, among other wrongdoings.
The wirehouse now joins a growing list of other financial-services companies sued for similar reasons.
The depth and breadth of the new DOL fiduciary rules requires all firms to consider outsourcing aspects of their practices and/or adding new technology.
The suit, not brought by Jerry Schlichter's law firm, could signal a 'race to the courthouse' in the university 403(b) market.
MPT can lead RIAs to keep investors locked into investment decisions based on forecasting models that don't adapt to ever-changing market conditions
The traditional process of signing on clients takes too long, unlike their online counterparts.
Stark differences include one presidential candidate who seeks to raise income taxes on the wealthiest Americans while the other would cut them across the board.
