To meet sales quota, Karen Paek created six fake applications.
The deal gives the investment research firm its own source of ETF data.
Gold was up nearly as much as the S&P 500 was down in mid-day trading Monday.
Regulation's language is similar to that of the Department of Labor's fiduciary rule.
The move follows reports that China is responding to U.S. president's threat of more tariffs.
'A deeper wound in the global economy that the market is suffering right now,' says one investor.
Rates on 10-year notes sank like a stone Monday, erasing the surge that followed President Donald J. Trump's 2016 election.
Helping clients manage money through longer lifespans is an increasing concern.
End of an era: Sweney Cartwright will operate as the Columbus, Ohio, branch office of Boenning & Scattergood Inc.
As a firm owner or decision-maker, you have the power to make an impact on this profession.
More than any other client segment, older people rely on advisers to be their honest guide
Beth Hamilton refused to appear at a hearing looking into inaccurate reimbursements.
Provision would pay for other aspects of retirement-savings bill.
Orlando Vargas was reimbursed for computer equipment he never bought.
Signet Strategic Wealth Management is based in Westlake Village, Calif.
Court also orders Hector May to pay $8.4 million in restitution.
Tracey Chung says supervisor publicly humiliated her because of her Asian descent.
Marc Kasowitz's client, FinApps, claims Envestnet Yodlee stole its credit risk assessment technology.
Firm's agreement with Fidelity's National Financial Services allegedly forced clients into more expensive share classes.
Uncertainty looms over how much opposition even a quarter-point cut will face and how much the U.S. economy is likely to slow.
