Advisor News

Displaying 26646 results
INDEPENDENT BROKER DEALERS NOV 04, 2014
James Lebenthal, who sold muni bonds to masses, dies at 86

Through ads, many of which he starred in, the salesman shared his belief that tax-free bonds were a sound investment.

By Bloomberg
RETIREMENT PLANNING NOV 04, 2014
Social Security's mind-bending stealth tax

More retirees are rising above the tax-triggering income threshold due to cost-of-living increases

By Mary Beth Franklin
EQUITIES NOV 04, 2014
Republicans win big; here's what to expect

Midweek <i>Breakfast with Benjamin:</i> Republicans ready to rule. Plus: What investors might expect, advice from Jack Bogle, the hits keep coming for Nick Schosch and Pimco's bad October.

By Jeff Benjamin
RETIREMENT PLANNING NOV 04, 2014
Treasury, IRS OK annuities in 401(k) target date funds

Approval of annuities in 401(k) target date funds, including as a default investment, will make lifetime-income features more popular.

By Mark Schoeff Jr.
RETIREMENT PLANNING NOV 03, 2014
Oscars shine light on Alzheimer's and its costs

This disease may be on of the biggest financial events in your family's life.

By Liz Skinner
REGULATION AND LEGISLATION NOV 03, 2014
Advisers hope GOP Senate will be good for Washington productivity

Investment advisers optimistic that Republican takeover of the Senate will create a better political atmosphere.

By Mark Schoeff Jr.
RETIREMENT PLANNING NOV 03, 2014
Forget empty nests: more parents cope with full ones

By Liz Skinner
ALTERNATIVES NOV 03, 2014
Two Schorsch companies at odds over $700M deal

RCS Capital seeks to pull out of a $700M deal to acquire two Cole companies from American Realty Capital Properties, which last week <a href="//www.investmentnews.com/article/20141029/FREE/141029902/nicholas-schorsch-downplays-arcps-23m-accounting-debacle&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">revealed a $23M accounting error</a>.

By Bruce Kelly
EQUITIES NOV 03, 2014
Money managers scraping to catch up to record stock market

On Monday's <i>Breakfast with Benjamin</i> menu: Fund managers in a bind. <i>Plus</i> more trouble for Nicholas Schorsch? And Republicans looking stronger going into Election Day, stocks to consider with a GOP-controlled Congress, it's time to think about taxes already.

By Jeff Benjamin
RIA NEWS NOV 03, 2014
Charles Schwab to launch free 'robo'-adviser next quarter

Launching its own online advice platform, Charles Schwab is aiming to make low-cost, web-based advice even cheaper, but some industry watchers say it could rankle advisers who keep assets with the custodian.

By Mason Braswell
RETIREMENT PLANNING NOV 03, 2014
The Fed's QE sleight of hand: Please ignore that $4.5T balance sheet

<i>Breakfast with Benjamin</i> - The Federal Reserve's QE sleight of hand, cheap oil's winners and losers, Schwab bringing advisers premium Morningstar access, and more.

By Jeff Benjamin
Bill Gross' exit sparked massive outflows at Pimco
OPINION NOV 03, 2014
Bill Gross' exit sparked massive outflows at Pimco

Investors pulled billions from his former mutual fund, Pimco Total Return, upon the news of his departure.

By Jeff Tjornehoj
REGULATION AND LEGISLATION NOV 03, 2014
Getting a fair shake in arbitration

A well-educated arbitrator will be better able to see phony arguments from both sides in a dispute.

By MFXFeeder
REGULATION AND LEGISLATION NOV 02, 2014
Brokers get a mixed review on how they treat older investors

More than a third of brokerage firms examined by Finra and the SEC made one or more potentially unsuitable recommendations of variable annuities to senior investors.

By Liz Skinner
FINTECH NOV 02, 2014
Ron Carson's business is a highflier

Rigorous use of data keeps firm on top

By Trevor Hunnicutt
OPINION NOV 02, 2014
Time to move quickly to aid the impaired

Dementia, Alzheimer's puts advisers in a bind when they try to intervene on behalf of impaired clients

By MFXFeeder
RETIREMENT PLANNING NOV 02, 2014
Wrangling clients' health care costs in retirement

Advisers are turning to various services to estimate the unknowable in retirement

By Darla Mercado
OPINION NOV 02, 2014
Big glitches go beyond the numbers

$23M issues at ARCP, LPL show breakneck paces of growth can lead to cracks in the corporate fa&ccedil;ade.

By MFXFeeder
RETIREMENT PLANNING OCT 31, 2014
In an electronic age, why are banks so slow?

The fix that could speed your deposits

By Bloomberg
ALTERNATIVES OCT 31, 2014
National Planning Holdings puts kibosh on ARC nontraded REIT sales

After Nicholas Schorsch's giant traded REIT, American Realty Capital Properties, <a href=&quot;http://www.investmentnews.com/article/20141029/FREE/141029916&quot;>revealed a big accounting debacle</a>, one large broker-dealer network temporarily put a stop to sales of one of Mr. Schorsch's nontraded REITs.

By Bruce Kelly