Advisor News

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REGULATION AND LEGISLATION NOV 15, 2013
SEC considers raising exemption for small company deals

Proposal would boost threshold for registering offerings to $50 million.

By Joyce Hanson
FINTECH NOV 15, 2013
JPMorgan feels Twitter's doubled-edged sword

After big IPO hit, the bank learns the hard way how not to use social media

By Jeff Benjamin
FINTECH NOV 15, 2013
How to set up a Facebook business page in 5 minutes

During a social media session at the Schwab Impact Conference, online guru Michael Kitces told an audience of advisers and financial industry executives that Facebook hasn't worked as a way to promote business. But perhaps the reason is that most advisers just aren't using it correctly and making excuses not to use it. Here's how to learn how to set up a page that gives you a fighting chance at getting the most out of Facebook.

By Craig Faulkner
RETIREMENT PLANNING NOV 15, 2013
Stability rules as managed-volatility funds gain record assets

Assets top $200 billion, up from $31 billion in 2006, as insurers lead the charge.

By Darla Mercado
FINTECH NOV 15, 2013
Social media amplifies your message, helps in searches

Real return is building relationships, especially with younger clients, prospects.

By Liz Skinner
REGULATION AND LEGISLATION NOV 15, 2013
Ahead of the crowd (funders): A platform registers its own B-D

Frustrated with slow pace of rulemaking, firm takes the long route, expects more to follow.

By DJAMIESON
ALTERNATIVES NOV 14, 2013
Bernanke looks past end of QE and sees low rates for a long time

Today's Breakfast with Benjamin: Bernanke sees low rates for a long, long time; holiday retailers on the ropes; SAC Capital jury selection; investigating fishy employment data; coal becomes the next tobacco-style villain

By Jeff Benjamin
REGULATION AND LEGISLATION NOV 14, 2013
Is Obama already a lame duck?

Schwab Impact opened with a positive outlook for the economy, but not so positive for the president. &quot;I've never seen a president become a lame duck this early,&quot; one forecaster told a ballroom full of advisers. <a href=&quot;http://www.investmentnews.com/article/20131108/FREE/131109911&quot;>Check out some of the conference's can't miss sessions.</a>

By Liz Skinner
EQUITIES NOV 14, 2013
Twitter sets IPO price above offer range, will raise $1.82B

Largest IPO by a technology company since Facebook in May 2012 values the microblogging company at $14.2 billion. At $26 each, above the offering price, shares to begin trading on the New York Stock Exchange on Thursday.

By Gregory Crawford
INDEPENDENT BROKER DEALERS NOV 14, 2013
How William Galvin has galvanized the broker-dealer industry

By imposing heavy fines as a way to deter illegal conduct, Massachusetts' securities regulator is making his mark.

By Bruce Kelly
EQUITIES NOV 14, 2013
The ultimate Obamacare investment play?

Obamacare may be off the debt ceiling agenda but for investors, there is an exchange-traded fund that holds all the businesses likely benefit. It's had a good run so is there still upside potential?

By Gregory Crawford
RETIREMENT PLANNING NOV 14, 2013
Advisers have big role helping plan Social Security benefits

Pension expert Mitchell calls program &quot;best deal going.&quot;

By Mark Schoeff Jr.
RETIREMENT PLANNING NOV 14, 2013
Jackson breathes life into some of its VAs

Advisers can choose joint life options for Jackson's LifeGuard Freedom Flex line.

By Darla Mercado
RETIREMENT PLANNING NOV 14, 2013
Prepare for options and taxes in health law

By Mark Schoeff Jr.
RETIREMENT PLANNING NOV 14, 2013
Sixty-six is the magic age

By Michael Shagrin
RETIREMENT PLANNING NOV 14, 2013
Sizzling first quarter for VA sales at Jackson National

Tax-advantaged investing gaining traction among advisers, helps push product.

By Darla Mercado
RETIREMENT PLANNING NOV 14, 2013
It must be May in VA-land: Payout cuts, price hikes, new products

Markets on the upswing, low rates and risk management front and center for insurers.

By Darla Mercado
RETIREMENT PLANNING NOV 14, 2013
Lincoln National joins variable annuity tweakers

After strong first quarter, insurer trims income benefit payouts, seeks to 'tamp down' sales.

By Darla Mercado
EQUITIES NOV 13, 2013
Chinese markets embrace a blueprint for economic reform

China's economic reform blueprint stokes markets. Plus: Strategies for early retirement, how Tim Geithner is getting really rich, the bleeding edge of biotech, and women flood the U.S. labor market. Expertly curated by <i>InvestmentNews</i> senior columnist Jeff Benjamin.

By Jeff Benjamin
ALTERNATIVES NOV 13, 2013
SEC to mutual fund industry: Stop promising safety and protection

Today's Breakfast with Benjamin: The regulator tells the mutual fund industry to stop promising safety and protection. Plus, the QE government bonanza, JPMorgan's Twitter beatdown, SAC Capital trial could go inside the hedge fund.

By Jeff Benjamin