The bipartisan legislation aims to encourage saving by fixing a wrinkle in existing law.
Financial advice will learn a lot from a world based on efficiency.
Former exec says he repeatedly warned of accounting mistakes in REIT financials
The measure, effective July 1, requires advisers to disclose any "profit or commission" they receive and make a "diligent inquiry" about a client's financial condition and goals.
She had originally been been selected by President Obama, but her nomination was stalled in the Senate.
Active managers are struggling in the face of the index-fund craze, fee compression and TDF dominance.
Some of the funds with the biggest shares in Whole Foods as a percentage of assets aren't household names.
A former high-ranking executive testified that he repeatedly raised warnings of an accounting error at the real estate investment trust.
Finding the "right" amount depends on your other holdings, your appetite for risk and how close you are to retirement.
Five veteran advisers form Socratic Wealth Advisors in Raleigh, N.C.
Mr. Lew, who served under the Obama administration from 2013 through the start of 2017, acknowledged the rule has "unintended consequences."
The plaintiff claims roughly 95% of investment options offered in the plan since 2011 were "unduly expensive" proprietary funds that led to less retirement savings for participants.
Nearly 2,300 suspected senior-fraud/exploitation cases reported by 61 firms in study.
Highlighting 'fragmentation and overlap,' department suggests establishing one lead agency to align federal and state efforts.
Outside business activities are a vital component of the value independent financial advisers offer to their clients and communities.
More than a dozen retirement experts weigh in with their advice.
Many advisers are embracing an exemption they've frequently derided, even though a less-contentious one is available for annuity sales.
Mr. Block last year pleaded not guilty to charges, including conspiracy and securities fraud, stemming from accounting at the REIT once controlled by Nicholas Schorsch.
Allocating a portion of savings in the right accounts can help manage costs.
