How is it that in 2013, paperclips, glue and excel spreadsheets are still being used by many firms to manage trillions of dollars of client assets?
When it comes to data storage, tech expert Gregory Friedman says beware your vendor's fine print
Deductions for 401(k) contributions don't affect income subject to cap.
But a spouse can sometimes step up to a larger benefit later
Learn the tricks financial advisers use to help clients achieve their retirement dreams
When it comes to discovering whether your site rocks or just another rock in the bottom of the ocean, maybe its time to get to know Alexa.
Advisers should revisit estate-planning techniques now that the Treasury Department and the IRS recognize same-sex marriages for federal tax purposes. How will this impact your clients?
A House Democrat has introduced a measure to end mandatory arbitration, but the bill might get stuck in its Republican-controlled committee.
Republican commissioner blasts proposal, claiming its sole purpose is to 'shame CEOs'
Two key GOP congressmen blast SEC regulation of private funds, claim the agency is protecting fat cats at expense of ordinary investors. Focus on RIAs, they say.
How a new tax law could affect your retirement funds
Former Senate aides get late-night unanimous OK, White on board through mid-2019.
New Republican SEC Commissioner Michael Piwowar is likely to continue the emphasis on cost-benefit analyses of agency rules, an effort that was elevated by his predecesor, Troy Paredes. A potential uniform fiduciary standard of care for retail investment advice has proceeded slowly because of such a regulatory impact study.
Would-be commissioners say White's approach makes sense.
Many Americans fail to document budgets, plan for emergencies, study shows
Lawsky says companies operating in the state can't use modified model to calculate cushion.
Rudy Adolf of Focus Financial says strong wealth management relationships are about trust, and the bond of trust with the client has been broken
