Recruiters say management at Woodbury Financial, which is being acquired by AIG's broker-dealer, has doubled down on retention packages in a bid to keep reps in their seats.
Joining the profusion of consumer financial applications out for the iPad today is Advisor Software Inc.
A vision of how good virtual conferences — and possibly even prospect and client meetings — might look in the future.
Commission says Reg FD applies to social networks the same as it does to web sites
Compliance and archiving application provider Smarsh shares results of third annual survey.
With different levels of sophistication and price, which claiming-strategy tool is optimal?
The regulator may seek greater risk, valuation disclosures from banks.
Finra chief says fixed income, structured products demand straight talk to clients.
Broker-dealer works to enhance systems to get over latest compliance hurdle.
Deal ends roller-coaster ride for wealth management aggregator.
In this video interview on Morningstar, <i>IN's</i> retirement guru discusses the benefit of delaying retirement.
Disclosure could eventually end era of big bonuses, saving firms a bundle
Insiders say board members of the American Securitization Forum are resigning en masse. The reason? A source points to the association's 2010 divorce from SIFMA, which may have created governance issues.
Now two free platforms are available to the burgeoning independent quant community.
