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RETIREMENT PLANNING NOV 18, 2012
MassMutual settles for $1.6M for insufficient VA disclosures

By Darla Mercado
RIAS NOV 18, 2012
LPL raising fees, cutting incentives

By Bruce Kelly
RETIREMENT PLANNING NOV 18, 2012
Low-cost LTC? It's a Southern thing

By Darla Mercado
RETIREMENT PLANNING NOV 18, 2012
Ducking default, nontraded REIT sponsor cuts interest payments

By Bruce Kelly
RETIREMENT PLANNING NOV 16, 2012
Medical pros on the front line in fight against financial abuse of seniors

Medical pros say they can play a part but financial advisers have key role.

By Liz Skinner
REGULATION AND LEGISLATION NOV 16, 2012
Lunch encounter: Chance meeting convinces Aikin fidush change on the way

Says DOL's Borzi emphatic about pushing through new definition of fiduciary

By DJAMIESON
Chuck to advisers: Don't sweat the fiscal cliff
RIAS NOV 16, 2012
Chuck to advisers: Don't sweat the fiscal cliff

Schwab founder says money can be made in the toughest of markets

By DJAMIESON
Deal or no deal? Deal, predicts strategist
REGULATION AND LEGISLATION NOV 16, 2012
Deal or no deal? Deal, predicts strategist

Deal, predicts Schwab's top strategist, who thinks the fiscal cliff will be averted. But say goodbye to low cap gains rates. | <a href=http://www.investmentnews.com/article/20121113/FREE/121119974>Osterland: Bland, not grand, bargain would suffice</a> &amp;raquo;

By DJAMIESON
Bland — not grand — bargain would suffice, strategist says
REGULATION AND LEGISLATION NOV 16, 2012
Bland — not grand — bargain would suffice, strategist says

Small compromises and concession would likely help U.S. steer clear of fiscal cliff

By AOSTERLAND
LPL signs on with another credit union
BROKER DEALERS NOV 15, 2012
LPL signs on with another credit union

Alliant seeks to expand retirement offerings, grow advisory business; 35th deal for B-D this year

By Liz Skinner
Bowles on fiscal cliff: Most devastating — and most avoidable — financial disaster ever
INDUSTRY NEWS NOV 15, 2012
Bowles on fiscal cliff: Most devastating — and most avoidable — financial disaster ever

Tells Schwab crowd risks include recession, rising unemployment

By JKEPHART
Time to get your game on, small advisory firms
RIAS NOV 15, 2012
Time to get your game on, small advisory firms

Panel says 'lifestyle' practices face future of diminishing profit margins.

By DJAMIESON
EQUITIES NOV 15, 2012
Liz Ann Sonders on the fiscal cliff: Advisers are on lockdown

By Mark Bruno
RIAS NOV 15, 2012
Cortazzo moves affiliation to LPL Financial from SII

By Bruce Kelly
RIAS NOV 15, 2012
LPL adviser Waldron going- but not gone

By Bruce Kelly
Finra extends key deadlines in Sandy's wake
REGULATION AND LEGISLATION NOV 15, 2012
Finra extends key deadlines in Sandy's wake

SRO's NYC office closed due to storm

By DJAMIESON
First Sandy, now Sandy scams
REGULATION AND LEGISLATION NOV 15, 2012
First Sandy, now Sandy scams

State regulators warn about con artists touting hurricane-related investments, other come-ons

By Mark Schoeff Jr.
MassMutual sets 7% payout for '13, showing up fixed income
RETIREMENT PLANNING NOV 15, 2012
MassMutual sets 7% payout for '13, showing up fixed income

Move shows there's nothing plain about whole-life amid low rate environment.

By Darla Mercado
EQUITIES NOV 15, 2012
Bill Gross: The U.S. debt damage

How can the U.S. not be considered the first destination of global capital in search of safe (although historically low) returns? Easy answer: It will not be if we continue down the current road and don't address our &#8220;fiscal gap.&#8221;

By Bill Gross
Ameriprise said near deal for ING asset management unit
INDUSTRY NEWS NOV 15, 2012
Ameriprise said near deal for ING asset management unit

By Gregory Crawford