The tech giant is restructuring itself into three segments: Envestnet Solutions; Envestnet Data and Analytics; and Envestnet WealthTech.
While chances of passage are slim ahead of November’s midterm elections, it could act as a starting point for negotiations next year.
The blockchain infrastructure company is launching a business aimed at introducing cryptocurrency across a broker-dealer's workforce of financial advisers.
Vanguard's influential 'How America Saves' report shows 401(k) plan participants are facing increasingly complex financial situations and life events.
Fees, financial literacy and the freedom to work as an independent contractor are all under debate in state legislatures — and relevant to the growth of advisers' practices
The effort is designed to address the growing prevalence of account takeover fraud.
Changes would impact the exchange businesses which display prices and aggregate trading data.
In 2017, Morgan Stanley and UBS shook up the industry when they exited an agreement on recruiting brokers. Take a look at the data on brokers leaving the wirehouses before and after 2017.
Three clients allege the brokerage didn’t give them the best prices for their orders.
Samantha Trebesch previously led the firm's private client group strategy and planning team.
Even with the recent recoveries in the stock and bond markets, the classic 60/40 split may be a thing of the past, and some argue alternatives are the future.
A NASAA model rule gives states the ability to yank the license of a brokerage or advisory firm that dodges an arbitration award or other judgment.
Many trade groups representing financial advisers have donated to at least one lawmaker who objected to certifying the 2020 presidential election.
The team at Indianapolis-based CSi Advisory Services is joining Hub Midwest East.
The SEC's 'Investomania' videos are an attempt to encourage investors to research before investing, but some are upset by the videos' references to meme stocks and crypto.
Catch up on the highlights from this week in fintech news.
ForUsAll, a 401(k) provider that specializes in alternative investments, alleges that Labor exceeded its authority by trying to institute an effective ban.
John Sherman Jumper, a 17-year veteran of the securities industry, was based in Memphis, Tennessee.
The collective investment trusts will use SEI Trust Co. as the trustee.
The latest annual report from the Social Security and Medicare Trustees moves the program's insolvency date back by one year.
