The six-member group will work in the Washington, D.C., office of UBS Private Wealth Management
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If a client has remarried after a divorce, they may still be eligible for divorced widow benefits when the first spouse dies.
Six-member Legacy Family Wealth group opens office in Scottsdale, Arizona
The pandemic has moved the issue to center stage for leaders of RIAs and multifamily offices
The trio formed Raintree Wealth Partners in Scottsdale, Arizona
Financial advisers are ideally situated to help clients talk through the unforeseen challenges a global pandemic brings
The key to success for clients planning for retirement is a regular cadence for questions to be asked and new information to be shared
The brokerage's Advisor Services won’t be an open doorway for Morgan Stanley’s 16,000 advisers to become independent RIAs — at least not yet
The session is slated for Sept. 3 following pressure from Democratic lawmakers and investor advocates
More than 95% of nearly 8,700 comment letters opposed the rule, according to a recent study by US SIF
The brokerage joins a list of industry players touting free or low-cost financial planning apps to attract younger clientele
The bank is breaking with some U.S. competitors that have resisted layoffs amid the pandemic
The eight-person Longo Group is based in Slidell, Louisiana
Dean Vagnozzi sold millions in unregistered securities to clients who weren't wealthy enough to buy them. Why did the SEC take so long to drop the hammer on him?
Andy Sieg reports thundering herd's adviser pool includes 21% women and 23% ethnically diverse professionals
The robo-adviser aims to help advisers attract additional assets while fostering the growth of both its advisory and retirement plan business lines
Entertainment will play big part in the firm’s ConnectEd conference
The association joins large wealth management firms, like LPL Financial and Schwab, in hosting virtual gatherings during the pandemic
The technology, which is integrated into the ClientWorks platform, was developed to reduce time spent preparing for client meetings
