Advisory firms' challenges when it comes to alts range from getting access to investments, meeting minimums, figuring out how to subscribe and the headache of performance reporting.
Equity funds see $16.8 billion outflows while bonds saw redemptions of $23.5 billion.
The new Maintaining Qualifications Program reconciles Finra licensing requirements with common career and family timelines.
As rising costs cause many to contemplate lifestyle shifts, one question that keeps popping up is whether the spending cuts should include investing for retirement.
The number of registered investment advisers, the clients they serve and the assets they manage all reached records in 2021, according to the Investment Adviser Association.
70% of retirees would advise saving or investing more or earlier, according to a new EBRI study.
The regulator sanctioned the broker-dealer for violations related to its marketing of securities it had underwritten and failings related to sales of GPB private placements.
The bank joins a long list of financial backers funding the $130 billion tech-savvy platform for investing in alternatives.
“Skip” Parker and Harriet Parker, who operate as Four Corners Private Wealth, will open an office in Greenwich, Connecticut.
Adam Hutchinson, Robert Gibbs affiliate through River Edge Wealth Partners, an OSJ on the LPL platform.
Hawkins Wealth Management, which will do business as the Hawkins Team at Wealth Enhancement Group, has offices in Iowa and Florida.
SEC Chair Gary Gensler has raised concerns with how features closely associated with the mobile phone apps offered by brokers can impact trading.
A projected 20% benefit cut in 2035 could significantly reduce lifetime income for younger workers, according to a new paper from HealthView Services.
Bill Seugling will head global wealth solutions at parent Raymond James. He will report to Scott Curtis, president of the Raymond James private client group.
The bill would raise the RMD age from 72 to 75, increase catch-up contributions and allow retirement plan matches for student loan payments. It will be combined with another recently advanced Senate measure.
Financial advisers say clients are asking about alternatives to the standard investments in stocks and bonds.
Other practices that help limit investors' taxes include asset location, rebalancing and maximizing retirement income.
For the more than 30% of employees who say they're considering a job switch, benefits programs are often a 'crucial factor.'
Sustainable investors say it should go further while opponents claim the SEC lacks authority to pass a rule.
Aligne Wealth Advisors Investment Management is headquartered in Century City, California.
