Advisor News

Displaying 26695 results
RETIREMENT PLANNING JUL 16, 2008
Senators seek to cap loans from 401(k)s

Legislation would set limits on the number of loans that can be taken from 401(k) plans and ban 401(k) debit cards.

By Bloomberg
RETIREMENT PLANNING JUL 14, 2008
On a 401(k) mission

In his 20 years of managing clients' 401(k) plans, Michael T. Scarborough has seen numerous examples of mistakes made by investors who don't allocate enough of their salaries to saving for retirement.

By Bloomberg
RETIREMENT PLANNING JUL 14, 2008
Women less aggressive than men in retirement saving

Women are less aggressive then men when it comes to saving for retirement, according to a new study.

By Bloomberg
INDEPENDENT BROKER DEALERS JUL 14, 2008
ING Advisors Network bleeds registered reps

One of the broker-dealers in the ING Advisors Network Inc. is on the brink of losing representatives and advisers who generate $21 million in fees and commissions to rival firms.

By Bloomberg
FINTECH JUL 14, 2008
LPL moves to address technology breach

In the wake of a security breach that affected more than 10,000 clients, LPL Financial has taken several steps to increase data protection.

By Bloomberg
FINTECH JUL 14, 2008
'Clouds' could rain savings on advisers

When it comes to helping clients, adviser Daniel Grossman of Acorn Financial LLC in Nashua, N.H., has his feet planted firmly on the ground.

By Bloomberg
OPINION JUL 14, 2008
Are best practices enough?

In casual conversation about the troubled financial markets, the words "risk" and "uncertainty" often are treated as synonyms.

By Bloomberg
FINTECH JUL 14, 2008
Space industry expected to take off

Despite a slowing economy and some potential future funding obstacles, the space industry has nowhere to go but up, participants at a recent space industry conference said.

By Bloomberg
OPINION JUL 14, 2008
Expand the Fed's role carefully

Federal Reserve Board Chairman Ben Bernanke's speech last Tuesday attracted the most attention for new mortgage lending rules, to be detailed this week, and for leaving the Fed's doors open to investment banks until next year.

By MFXFeeder
FINTECH JUL 11, 2008
Tech scorecards, reporting and paper

Find out how much your employees are using various free tools available through schwabinstitutional.com.

By Bloomberg
OPINION JUL 11, 2008
Master limited partnerships: The income is worth the effort

By Bloomberg
REGULATION AND LEGISLATION JUL 08, 2008
SIFMA: Raise bar on settlement reporting

SIFMA wants Finra to raise the threshold for reporting settlements with customers to $25,000, from $10,000.

By Bloomberg
OPINION JUL 07, 2008
Customer service: Do you deliver?

While you can’t always guarantee investment, you can guarantee service that will make your clients feel valued.

By Bloomberg
RETIREMENT PLANNING JUL 01, 2008
ING closes $900M CitiStreet acquisition

The deal makes Hartford-based ING Wealth Management the third largest defined contribution business in the country.

By Bloomberg
REGULATION AND LEGISLATION JUL 01, 2008
Manager turned sex offender gets jail time

Billionaire money manager Jeffrey Epstein was sentenced to 18 months in jail for soliciting prostitution.

By Bloomberg
OPINION JUN 30, 2008
Are deferrals worth it?

Last time, I discussed the rationale behind accelerating the payment of taxes rather than deferring taxes for as long as possible.

By Bloomberg
OPINION JUN 30, 2008
Congress should tread cautiously on futures

Many analysts have commended Southwest Airlines Co. for hedging its fuel prices years in advance, thus allowing it to remain profitable while the rest of the airline industry fell into or barely avoided bankruptcy.

By MFXFeeder
OPINION JUN 30, 2008
The Fed and the SEC: Perfect together

The Federal Reserve Board and the Securities and Exchange Commission met last week to hash out a way to fill the regulatory gaps revealed by the mortgage bubble and its consequences.

By MFXFeeder
RETIREMENT PLANNING JUN 30, 2008
Employers take to Roth 401(k) after slow start

More than two years after its creation, the Roth 401(k) is finally gaining traction in company plans, such as those managed by The Hartford (Conn.) Financial Services Group Inc., The Vanguard Group Inc. and Merrill Lynch Retirement Group.

By Bloomberg
FINTECH JUN 30, 2008
Exchanges offer real-time pricing free to web users

The nation's stock exchanges and a major trading platform have entered into new arrangements with Google and Yahoo to provide last-sale trade data at no cost to online users.

By Bloomberg