The deal brings over $5.6 billion in retirement plan assets, representing more than 1 million participants and 41,000 individual accounts across 11 states.
C&N Wealth Management, a unit of Pennsylvania-based Citizens & Northern Corp., will use LPL’s institutional platform.
Nearly 70% of parents with children 18 or older say they've sacrificed their own finances to help them, according to a Bankrate report.
As the firm announces a settlement of suits brought by Preston Hollow Community Capital, Nuveen announced that John Miller is retiring and will be replaced by Daniel Close.
Finra arbitrators order the firm and a broker to pay about $500,000 to a former McDonald's franchise owner after an options trading snafu.
The Allianz Life survey also showed fewer Americans than last year are worried about a major recession hitting the economy any time soon.
Advisors evaluating alts for their clients should focus on what clients want to achieve as part of a well-diversified portfolio and understand their clients' cash flow requirements.
Instead of using a product that was already on the market, Savvy built its direct indexing software in-house.
Fiduciaries are citing the high costs of legislation restricting the use of ESG, and some state leaders are listening.
Chattanooga, Tennessee-based William F. Winchester III was registered with LPL Financial from 2007 to 2012 and then with Raymond James Financial Services.
Voya says its new program will provide greater support for plan participants when it comes to retirement saving, including tailored investment advice and managed accounts.
Most financial advisors aren't prepared for the next generation, and many wealthy heirs will be looking to move.
Many employers are wary of implementing a SECURE 2.0 program that lets them apply matching contributions to student loan repayments in 401(k) plans.
Portrait Analytics believes its AI will eventually be able to do everything a junior investment analyst can do.
A multistate investigation of the problems in 2020 cited Robinhood for technology failures as well as lack of diligence in approving options trading.
It's all part of the push by the private equity-owned network of independent broker-dealers toward an initial public offering.
Cash management fintech Flourish can now pull client data directly from Redtail's CRM system to prefill application forms, while Morningstar will integrate Asset-Map client engagement technologies.
Toomey represented Pennsylvania in the Senate from 2011 to 2023 and served as the ranking member of the Senate Banking Committee from 2021 to 2023.
Modern Life is adding long-term care and hybrid long-term care products to its menu of insurance for financial advisors.
Finra's action was another by the broker-dealer self-regulator that targets a best-execution failure by a member firm.
