The health care planning fintech is aiming to make complex health insurance decisions easier by collecting data about clients’ plans, usage and medications to find the best possible strategies.
At the center of the judge's order to vacate the arbitration decision were questions about whether or not Finra arbitration was a neutral forum for investors.
Kornerstone, based in Chico, California, manages $560 million.
The 38 direct PE investments in wealth management last year compares to 23 in 2020 and 11 in 2019. Now PE is eyeing the wealthtech space.
The SEC, NASAA and the CFTC take action to stop Safeguard Metals and its owner, Jeffrey Santulan, whose scheme allegedly targeted investors who were at or nearing retirement.
FSI is partnering with Inroads to encourage its member firms to offer paid internships for students of color.
Like its competitors, the Swiss bank had a strong quarter when it came to reeling in net new client assets.
Expect delays as the Social Security Administration's field offices reopen to the public after closing in March 2020 amid the pandemic.
The Great Resignation continues to produce record quit rates, which makes it a good time to think about 401(k)s and other job benefits.
The impact that market corrections can have on advisory firms' profits makes having the right strategy and doing an exceptional job of implementing it even more important.
Recent market volatility is making crypto robos more appealing in the traditionally passive world of digital advice.
Days after hiring Robert McCann, former UBS chairman for the Americas region, NewEdge announces more UBS veterans are joining the firm.
The case filed against the Columbus Regional Health System cited breaches similar to those alleged in the Northwestern case, such as offering retail share classes of mutual funds instead of lower-cost institutional shares.
This will ensure that energy and aerospace/defense sectors continue to attract the necessary investment and financing needed to guard global economic growth and national security.
Ophelia Snyder, 29, is already managing $2.5 billion. She is now teaming up with Cathie Wood to bring a Bitcoin ETF to the U.S. — if regulators allow it.
CEO Ralph Hamers is on a mission to pull UBS into the digital age, and last week's announcement of the bank's acquisition of robo-adviser Wealthfront was his first move.
Under Chairman Gary Gensler, the agency is taking a closer look at private equity, hedge funds.
Choice is adding a Price-Is-Right-style game that rewards account holders with small amounts of Bitcoin that are added to their retirement savings.
Stakeholders must have enough time to analyze and provide a reasoned response in order to provide helpful input on proposed regulations.
When a client has a request, dig deeper before you take action by asking, 'Why you want to do that?'
