After a decade at Fidelity, Canter will take over leadership of Bluespring, the RIA roll-up subsidiary of Kestra Holdings, with a focus on M&A, firm strategy and organic growth.
The acquisition of Dyson Capital Advisors will bring Pathstone’s total assets under advisement to approximately $38 billion.
The pause in buybacks is needed to quickly meet higher capital requirements and give the firm "flexibility to best serve our customers, clients and community," said CEO Jamie Dimon.
Meanwhile, the firm's wealth management franchise reported positives for the second quarter despite the broad stock market decline seen so far this year.
Close to half of U.S. private-sector employees ages 18 to 64 work for a company that doesn't offer either a traditional pension or a retirement savings plan.
Senate Majority Leader Chuck Schumer’s tax plan is key to the Democrats’ economic package.
One of the largest investment advisers in the U.S. has promoted a relative newcomer to oversee the firm’s technology.
It's the first time the regulator has taken an enforcement action related to remote test taking.
The first examples of this new strain of ETF creativity could hit the markets within days, giving day traders another toy and financial advisers another headache.
Futures priced roughly a one-in-two chance of such a hike after consumer prices rose a hotter-than-forecast 9.1% in the year through June.
The post-Covid economy serves up an array of new opportunities for women advisers to win and keep clients, according to speakers at the Women Adviser Summit in Denver.
As collaboration platforms replace email as the primary form of internal communications, firms must take the necessary steps to protect themselves and their employees.
The five-adviser, $335 million unit rebrands as VACU Investment Group.
Old Town Advisors in Albuquerque, New Mexico, is affiliating through OSJ Concurrent Advisors.
Current inflationary trends point to the biggest benefit increase in 41 years, with June CPI showing a 9.1% jump over the last 12 months.
The majority of eligible employees participate in 401(k) plans, but there's much room for improvement when it comes to how much they contribute.
Ponsford served as the company’s interim CEO, while French was executive chairman of InvestmentNews; both have been added to Bonhill’s board.
The regulator accused the firm of 'double-dipping' by receiving both advisory fees and fees generated from products with high transactional costs.
Iqbal Khan, who had served as co-president of Global Wealth Management with Naratil, was promoted to president. Naureen Hassan will succeed Naratil as president of UBS Americas.
Broker-dealer aggregator Wentworth's deal to go public via SPAC Kingswood Acquisition Corp. raises a number of questions.
