The firm asked for a restraining order against 90-year-old Leonard Bernstein in Oklahoma County District Court Tuesday that would bar him from its offices and from any contact with former colleagues.
Jennifer Marcontell had been with Edward Jones for 22 years in Baytown, Texas.
Versus is a Denver-based alternatives firm managing approximately $6 billion in two funds.
The Certified Financial Planner Board of Standards Inc. issues 17 sanctions in its latest round of disciplinary actions.
The NightShares strategy involves buying the index at the end of the day and selling it every morning.
Leonard Bernstein is accused of shooting his 61-year-old colleague multiple times in an Oklahoma City branch office.
A Goldman Sachs study details how life events can impede retirement savings and can have a significant impact on how much an individual saves for retirement.
The reduced its estimate for annualized gross domestic product growth to 1% for the second quarter, down from 2.5% previously.
The first half sell-off in both stocks and bonds has opened the door for annuities and those selling them.
The mandate to redo the bank's small- and mid-cap growth mutual fund represents RadiantESG's second portfolio.
The broker-dealer self-regulator's net income of $218 million was $199 million higher than in 2020, thanks to significant increases in trading fees, investment gains and fines.
Those who kept contributing accumulated the most, according to the Investment Company Institute and the Employee Benefit Research Institute.
Key to allocating to funds employing alternative strategies is knowing what to expect and not trying to time investments.
Natixis survey finds widespread optimism despite the worst first-half in the equity market since 1970.
Eliminating paper processes can reduce error rates, driving efficiencies for the firm and improving the customer experience.
Four years after being fired for sexual misconduct, Daniel Michalow wins his defamation case against the $60 billion hedge fund.
On the second anniversary of its going into force, the SEC chief is trying to get the most out of a rule he inherited.
Fintech company Pontera is continuing its partnership spree in hopes of giving more financial advisers the ability to manage client assets in held-away retirement accounts.
The award contains two unusual features: $500,000 in punitive damages to the clients and a two-to-one split decision among the three-person panel.
More than 87,000 employers have already registered for CalSavers, which launched in 2019.
