Mark Pomerantz is joining the Raymond James unit in Los Angeles
But teams are staring at new hurdles tied to assets, financial plans and online brokerage
People are tacking on nearly $2,000 to credit card balances pay for holiday presents, a survey found
The deals reportedly range from 30% to 50% of an adviser's prior year's revenues
Adrian Dunuwila of Fayetteville, New York, is joining his son Brendan at Dunuwila Wealth Management
No retroactive payouts are available before full retirement age
Rick Ferri discusses his latest call for a change in adviser fees, and attorney Jason Kane talks about his firm’s class-action lawsuit against embattled GPB Capital.
Those RIAs that made the move this year say that the effort has been worth it
The complaint marks the first time the state's fiduciary rule is being used to bring charges against a brokerage firm
Let’s Make a Plan provides help on how to choose and pay for a financial planner
My colleagues get a sense of what it's like to orbit outside our New York City headquarters
The rule's effective date falls after the Biden administration comes into power, meaning its ultimate fate remains unclear
The new Fischer Stralem Advisors will advise on $800 million in assets
The Atlanta-based team is led by Jeff Lewis, Steve May and John McColskey
The U.S. Court of Appeals affirms an earlier ruling against Morgan Stanley in a case regarding the sale of Puerto Rico bonds
Sophisticated cyberthreats and scams are on the rise, making it more important than ever to protect devices
Fixing up the business will make your work more enjoyable and your firm more profitable
Algonquin Advisors, Worldview Wealth Advisors join the Chicago-based firm
Offers are due later this month for the division, which reportedly could fetch more than $3 billion
The measure, led by Rep. Andy Levin, would require advisers to consider environmental, social and governance factors in investment decisions
