Your statements to an auditor could come back to haunt you should the issue escalate.
Financial literacy – it starts with you!
Ready to grow? Start asking clients for feedback.
Kudos to the NAIC for making LTC policies safer.
Encourage clients to review their drug coverage and Advantage plans for 2019.
FPA seeks policy influence at state, federal levels; CFP Board thinks states should not get involved, and NAPFA agrees.
Action comes as SEC continues crackdown on low-priced securities.
Regulators are done warning firms about data security and Voya receives a first nip.
The insurer, which recently doubled down on a strategy to encourage healthy living among life-insurance clients, is now doing the same on the LTC side.
New tools calculate costs, potential savings and solutions.
Reliable Wi-Fi, previously the domain of U.S. airlines, is becoming a global perk.
Brokerage executives expect the industry to put up a fight against the rule, which they say will lead to a complex web of compliance.
Only $4.9 million in restitutions were ordered during the first half of 2018, down sharply from the $38.1 million ordered in the same period in 2017.
Supporters hope Senate will move similar legislation to increase chances in lame-duck session
At a public forum in New York, advisers ask for help understanding how new fiduciary standard applies in practice.
Rep. Stephen Lynch notes Dodd-Frank provision authorizing SEC to impose uniform standard 'no less stringent' than fiduciary duty.
Asset managers have been providing advisers with sales and marketing support, but plan sponsors may view that as a conflict.
New Jersey is the first state to take action on a fiduciary rule after the DOL rule's death, but experts think other states will likely jump on board.
Attackers allegedly impersonated independent advisers to gain access to VFA's online portal.
Yes, I'm a millennial, but clients in 2018 should not have to print forms and mail in checks.
