The chief economic adviser at Allianz would hold the second highest position at the Fed, potentially behind chairman nominee Jerome Powell.
Including a reverse mortgage can update the 4% withdrawal rule strategy.
"Independent advisory and brokerage " is a more precise description for firms with proper fees and services.
After recapitalizing Fusion Capital Management, they are ready to invest in marketing and technology to accelerate growth.
Firm's anti-money-laundering unit failed to file timely Suspicious Activity Reports, regulator says.
Calpers may double its bond allocation to reduce risk and volatility as the bull market approaches nine years.
Firms will be able to make it more difficult for advisers to leave, but as clients get wise to the idea they are regarded as property, that could trigger a whole new, set of problems for brokerage industry.
Former assistant labor secretary and architect of the regulation says its postponement could be vulnerable to court challenges.
Both bills exclude all but small investment advisory firms.
Joe Mrozek, who's worked for the wirehouse for more than 20 years, will take a job at Lincoln Financial Group.
Whistleblowers cited in Times article say the pension giant pressured reps to push expensive managed accounts.
Here's how the Senate proposal compares with the House version so far on key areas.
Government website offers tips to protect personal data, but gaps may remain.
Rep ordered to pay $245,000 in fines and restitution; Legend Securities fined $200,000.
Finra says Sandy Galuppo submitted improper reimbursement requests.
Last-minute changes also include restoration of adoption credit and elimination of limits on interest deductions for car dealers.
Bipartisan lawmakers seek to expand the pool of people who qualify to invest in private securities offerings, boost the lending capability of BDCs and ease regulations on closed-end funds.
This month's edition kicks off with the big debut of CleverDome, a next-generation cybersecurity solution.
The defined contribution industry, record keepers and advisers alike, must catch up fast.
Debate rages over whether digital asset is a new currency or risky fad.
