Increased SEC scrutiny may be making ETF providers uncomfortable, and the industry may soon have to adapt to new regulations. </br><b><i>(More: <a href="http://www.investmentnews.com/section/specialreport/20160417/ETF042016" target="_blank">The full Spotlight on ETFs special report</a>)</b></i>
Fifty-two percent of Americans are at risk of a shortfall in retirement, based on data that includes an average student debt load of $18,000.
College graduates who studied medicine are in a far better position to pay back their student loans than grads who studied psychology, according to a new study.
Experts say the complexity of retirement income planning can set human advisers apart and justify their fees.
File and suspend's elimination doesn't mean advisers should put Social Security planning on the shelf.
The first installment of InvestmentNews' new <i>Fiduciary Focus</i> column looks inside the political wrangling taking place as the fiduciary rule nears finalization.
Revenue from commissions declined in the fourth quarter, as it has across the brokerage industry.
Retirement expert reflects on how she and her husband chose the number-one state for pre-retirees without even knowing it.
<i>InvestmentNews</i> senior columnist Bruce Kelly talks about the challenges facing indie B-Ds and what many firms are doing to survive.
Clients can file a protective form to protect their claiming rights.
<i>InvestmentNews</i> contributing editor reflects on how she and her husband chose the number-one state for pre-retirees without even knowing it.
But watch out: The range of advice issued by local offices and hotline operators has been very inconsistent.
Numbers need to be in a visual format that conveys how clients are reaching their goals and making money.
Move to Merill Lynch One platform will blunt regulation's impact.
Goldman Sachs has agreed to acquire Honest Dollar, a mobile retirement savings platform that works with those who do not have access to an employer-sponsored plan.
Massachusetts securities division examining independent broker-dealers that sold RCS alternative investments such as nontraded REITs.
Government focus on rooting out financial crimes includes proposals to get advisers more involved.
Based on comment letters and testimony before Congress, a court challenge will probably focus on who brokers really answer to
New business models, heavy compliance costs and figuring out 'reasonable' fees are among the items giving IBDs fits.
The broker-dealer didn't account for reserves needed to cover loans secured with customer assets.
