Advisor News

Displaying 26748 results
FINTECH OCT 01, 2015
Former Morgan Stanley adviser in data hack case pleads guilty

Free on $200,000 bond, Galen Marsh faces as long as five years in prison when he's sentenced Dec. 7

By Bloomberg
RETIREMENT PLANNING SEP 30, 2015
More employees enroll in health savings accounts, 401(k)s

New study finds auto enrollment plans help a lot of workers as fears surrounding the financial crisis fade.

By Laura Sanicola
RETIREMENT PLANNING SEP 30, 2015
Employees enrolling in health savings accounts, 401(k)s more than ever: report

BofA study finds auto enrollment plans helping a lot but workers, particularly younger ones, are more confident as the financial crisis continues to fade.

By Laura Sanicola
RETIREMENT PLANNING SEP 30, 2015
Health care costs for retired couples climb 11% over 2014: Fidelity

65-year-old couple retiring this year should expect to spend $245,000 on health care costs, up $25K from last year.

By Laura Sanicola
FINTECH SEP 30, 2015
Five steps to becoming a thought leader on LinkedIn

The social media site's publishing platform offers advisers the opportunity to sharpen their marketing chops, and connect with clients and prospects in a new way.

By Craig Faulkner
RETIREMENT PLANNING SEP 30, 2015
Health benefits: Here's what you need to know to make the most of them

This is how to wade through the alphabet soup of HDHPs, HSAs, FSAs and more.

By Bloomberg
Government shutdown averted but Congress sets itself up for another showdown
REGULATION AND LEGISLATION SEP 30, 2015
Government shutdown averted but Congress sets itself up for another showdown

Funding set until Dec. 11 but before then, lawmakers have to replenish federal highway funding and raise the debt limit.

By Bloomberg
Wagner bill to stop DOL fiduciary up for a vote this week
RETIREMENT PLANNING SEP 30, 2015
Wagner bill to stop DOL fiduciary up for a vote this week

A House committee will take up the measure Wednesday, but Rep. Ann Wagner says it isn't clear when it would come before the full House and how much bipartisan support it would garner.

By Greg Iacurci
New research shows 401(k) plans produce same level of asset accumulation as traditional pensions
RETIREMENT PLANNING SEP 30, 2015
New research shows 401(k) plans produce same level of asset accumulation as traditional pensions

Alicia Munnell, a longtime critic of 401(k) plans, says she will no longer deride defined contribution plans for producing less savings than a traditional pension.

By Greg Iacurci
More advisers are gaining new clients through social media
FINTECH SEP 30, 2015
More advisers are gaining new clients through social media

Those who master Facebook, LinkedIn and Twitter and post content consistently can gain an advantage in the quest to impress prospects.

By Alessandra Malito
Social Security filing tip: Don't let clients file early
RETIREMENT PLANNING SEP 30, 2015
Social Security filing tip: Don't let clients file early

Every year, Americans give up thousands of dollars of income by filing for Social Security benefits too early. New study finds a third of people who file early had enough assets in IRAs to make up for two years of Social Security checks.

By Bloomberg
If Obama holds firm, here's what the DOL fiduciary rule will end up looking like
RETIREMENT PLANNING SEP 30, 2015
If Obama holds firm, here's what the DOL fiduciary rule will end up looking like

Expect language that would brighten the line between education and advice, and expand the list of permissible assets for retirement plans, to name a few.

By Mark Schoeff Jr.
RETIREMENT PLANNING SEP 29, 2015
DOL poised to advance final fiduciary rule

Politico reports the measure will move to the Office of Management and Budget by Jan. 31, setting the stage for finalization.

By Mark Schoeff Jr.
RETIREMENT PLANNING SEP 29, 2015
Legislation to replace DOL fiduciary could be tied to must-pass bill to keep government open

Lawmakers could write legislation within days — and attach it to a must-pass spending bill — that would replace the Labor Department's pending rule to raise investment advice standards for retirement accounts, effectively killing it.

By Mark Schoeff Jr.
EQUITIES SEP 29, 2015
Hedge fund marketers have independent advisers in their sights

<i>Breakfast with Benjamin</i>: Now that hedge funds have the green light to market their wares, they're zeroing in on independent advisers.

By Jeff Benjamin
RETIREMENT PLANNING SEP 29, 2015
The details you don't know about Social Security but should

A study finds the vast majority of future retirees risk leaving thousands of dollars in benefits on the table each year due to their lack of knowledge.

By Mary Beth Franklin
House Democrats seek changes to DOL fiduciary rule
RETIREMENT PLANNING SEP 29, 2015
House Democrats seek changes to DOL fiduciary rule

Ten representatives send letter calling on the agency to fix problems with exemptions for compensation practices and investor education.

By Mark Schoeff Jr.
So advisers have access to more data – now what?
FINTECH SEP 29, 2015
So advisers have access to more data – now what?

How to apply personal financial information technology, including client account aggregation, to your practice in real time.

By Alessandra Malito
UBS hit with $2.5 million award in Puerto Rico case
WIREHOUSES SEP 29, 2015
UBS hit with $2.5 million award in Puerto Rico case

Claim is tied to so-called &#8220;Whopper&#8221; broker Jose Gabriel Ramirez Jr., who faces raft of claims related to closed-end funds.

By Mason Braswell
RETIREMENT PLANNING SEP 28, 2015
SEC cracks down on advisers' access to clients' outside accounts

As part of its focus on custody violations, the SEC is examining cases in which clients give advisers their usernames and passwords.

By Mark Schoeff Jr.