By shopping around, consumers can find banks that are less aggressive about collecting overdraft fees.
Whether you are receiving monthly checks or still paying in, be aware of these adjustments.
The increase in contribution rates over the past few years has resulted in billions of dollars in additional retirement savings.
Whether your clients are receiving monthly checks or still paying in, be aware of these adjustments.
Conversations about work and personal fulfillment may lead clients to more successful retirements
CEO Robert Moore proves he's not afraid to go toe-to-toe with LPL to recruit top advisers.
Two large independent broker-dealers are latest to retain commission structure. <b><i>(More: <a href="//www.investmentnews.com/article/20161030/FREE/161029902/broker-dealers-split-on-commissions-in-wake-of-dol-fiduciary-rule"" target=""_blank"" rel="noopener noreferrer">B-Ds split on commissions in wake of DOL rule</a>)</i></b>
Investors Capital is in the process of closing down and moving its advisers to another Cetera firm.
The judge dismissed claims of fiduciary breach under ERISA, largely falling in line with judgments from similar cases.
Some indexed annuity distributors are poised to get a shot in the arm from the proposal, which would make it easier for independent agents to sell the annuities under the rule.
Jay Clayton, who specializes in securities transactions at law firm Sullivan & Cromwell, would likely serve as a "capital-raising facilitator dealmaker," according to a former senior enforcement counsel in the SEC Miami office.
Companies affiliated with Wells Fargo & Co. received the largest of the penalties assessed by the regulator, which has been pursuing a broader crackdown for cybersecurity failures.
The regulator cited a broad breakdown with the firm's failures to supervise client and adviser information.
New T shares would feature a uniform 2.5% front-end load and a 0.25% trailing 12-b(1) fee.
Copycat lawsuits targeting 403(b) plans, as well as litigation probing a fiduciary's duty to monitor investments, the DOL fiduciary rule, church retirement plans and cybersecurity issues are likely to crop up this year.
Mr. Casady will continue to work with Vestigo Ventures, a venture capital firm based in Cambridge, Mass.
But there are easier ways to give to charity that still afford donors a lot of control.
Amy Webber will become the firm's new chief executive, while Mr. Schwartz takes on the role of executive chairman.
