Advisor News

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INDEPENDENT BROKER DEALERS APR 28, 2013
Recruiting at a trickle

The lull in brokerage recruitment that marked the start of the year is now officially a doldrum, as reps at larger firms are staying in their seats. <b>Advisers on the Move:</b> <a href=http://data.investmentnews.com/aotm/?W=WHERE|2_2687055a(gte)[2013-01-01]:2_2687055a(lte)[2013-04-25]>Who's jumped this year</a>

By Liz Skinner
INDEPENDENT BROKER DEALERS APR 28, 2013
Wells thwarted in raiding claim

By DJAMIESON
FINTECH APR 28, 2013
Internet searches can reveal which way the market is headed

New research shows that Google search results can predict movements in the market. Jeff Benjamin discusses.

By Jeff Benjamin
OPINION APR 28, 2013
Spelling out the alphabet soup for seniors

By MFXFeeder
FINTECH APR 28, 2013
NRS giving compliance more love by modernizing the 'manual'

By Janowski Davis
RETIREMENT PLANNING APR 28, 2013
Disability automatically converts to retirement benefits at 66

By Mary Beth Franklin
OPINION APR 28, 2013
Limiting 401(k) tax advantage is unwise

By MFXFeeder
FINTECH APR 28, 2013
The top advisers use mobile devices

By AOSTERLAND
RIA NEWS APR 28, 2013
Why the in-crowd is outsourcing

Top-performing firms more likely to hire third-parties to handle some tech functions

By Janowski Davis
INDEPENDENT BROKER DEALERS APR 28, 2013
Montana regulators target LPL REIT sales

Bruce Kelly reports that LPL management was caught off guard by news that Montana is probing the brokerage's sale of nontraded REITs.

By Bruce Kelly
FINTECH APR 26, 2013
Vine mobile app: Not your dad's candid camera

Advisers using short video clips to &quot;show clients you are human.&quot;

By Liz Skinner
REGULATION AND LEGISLATION APR 26, 2013
Financial Literacy Month passes quietly on Capitol Hill

As Financial Literacy Month quietly exits, the topic fails to generate much activity on Capitol Hill.

By Mark Schoeff Jr.
WIREHOUSES APR 26, 2013
Wells ordered to pony up $800K in raiding case

In yet another loss in a series of raiding claims, Wells Fargo is ordered to pay Stifel Nicolaus $800K in legal fees.

By DJAMIESON
INDEPENDENT BROKER DEALERS APR 26, 2013
LPL facing more complaints about REIT sales

Report claims Montana preparing case against multiple LPL brokers.

By Bruce Kelly
RETIREMENT PLANNING APR 26, 2013
LPL ordered to pay $2M in restitution

Massachusetts Securities Division seeks payment to investors who bought shares of nontraded real estate investment trusts

By Bruce Kelly
PRACTICE MANAGEMENT APR 25, 2013
Seniors baffled by raft of speciality adviser designations: CFPB

Consumer group calls on regulators to tighten scrutiny of the more than 50 designations in use

By Liz Skinner
RIA NEWS APR 25, 2013
Breaking away: $400M Merrill team departs, forms RIA

Suburban St. Louis firm will use Dynasty platform

By DJAMIESON
RETIREMENT PLANNING APR 25, 2013
Facing sky-high LTC costs, clients nurse Medicaid hopes

But misunderstandings about the national program abound; poor planning can leave retirees in a bad place

By Darla Mercado
Ignoring women's health-care costs 'reckless': Experts
RETIREMENT PLANNING APR 25, 2013
Ignoring women's health-care costs 'reckless': Experts

By Liz Skinner
Mary Beth Franklin: Does LTC insurance still make sense?
RETIREMENT PLANNING APR 25, 2013
Mary Beth Franklin: Does LTC insurance still make sense?

Costs for long-term-care insurance are headed for the stratosphere. Mary Beth Franklin says alternative strategies may be a better deal for some clients.

By Mary Beth Franklin