A revocable trust with a co-trustee might have averted the former astronaut's battle with two of his children.
Robo-adviser cited for violating customer protection rule and not maintaining its books and records correctly.
30-year-old Boston advisory firm rebrands as Prio Wealth and refocuses on clients.
The former wealth management executive now running robo adviser Ellevest says women need to invest as much as men do.
But it could give rise to new hearings for some advisers who are already in litigation with the agency such as Dawn Bennett.
Billionaire CEO cites the importance of an innovative mindset and a strong company culture
Plancorp looks beyond financial degrees to recruit females with broad experience.
More than 70% of those under 40 want their wealth managers to discuss the subject.
Association health plans would lack some of the protections required under Obamacare.
Now that a new law provides executors with access to digital assets, estate planning needs to include such assets
Wealth managers making the transition need to pick the model that's appropriate to their needs and best serves their clients.
We treat diversity in the financial services industry as something that's 'nice-to-have,' but we owe our investors more.
Popular blogger Nick Maggiulli to join firm and cultivate intelligence out of data.
Developed by Entreda, the platform will ensure every computer and mobile device is secure when accessing client data.
Firms should invest instead in advanced analytics to provide more personalized service, report argues.
Kara Murphy never thought she'd end up on Wall Street — or be in one of the World Trade Center towers attacked on 9/11.
Financial advisers should be explaining how they can help clients, rather than pushing products on them.
Bankers are vying for the world's hyper-wealthy as never before, and they are holding out investments that are tantalizingly off-limits to the rest of us
80 advisers at Pennsylvania firm used to be with Waddell & Reed.
Common problems impeding RIAs' ability to expand, and how to correct them.
