Reynaldo Figueredo, who managed $400 million at Deutsche Bank Wealth Management in Miami, Florida, has joined the Alex. Brown unit of Raymond James.
For the past 12 years, Figueredo served clients in Argentina, Chile and the U.S. at Deutsche Bank.
Earlier, he held positions at Antifora USA in New York and at banks in Spain, Belgium and Luxembourg.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
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Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave