Through its recently announced purchase of National Retirement Partners Inc., LPL Investment Holdings Inc. is set to enter the demanding and competitive market for smaller to midsize retirement plans.
JPMorgan Chase & Co. posted strong earnings in third quarter, and it also had a successful quarter — and year — recruiting financial advisers
Financial advisory firms may be looking to staff up a bit, but managers need to be careful not to hire candidates who could hurt their practices
At first glance, financial advisers seem to be about as suited for farm life as Lisa Douglas, the overdressed socialite who was dragged from her Manhattan penthouse to a farm in the hit TV show “Green Acres.”
There has been more movement recently by financial advisers within the financial services industry then there has been in years.
Robert W. Baird & Co. Inc. said today it has hired nine advisers from Morgan Stanley Smith Barney LLC who collectively oversee nearly $1.3 billion in client assets.
Insurers rush to raise rates ahead of new regulations; 'free-for-all'
U.S. Capital Advisors LLC has picked up a $600 million team from UBS Financial Services Inc. — the <a href= http://www.investmentnews.com/article/20101017/REG/310179981> second high-producing team the firm has picked up from UBS</a> in the last six weeks.
'Desperate' candidates going to great lengths to get hired by advisory firms; diploma with typos
An 80-year-old woman approached attorney Brad Wiewel because she wanted a prenuptial agreement before her second marriage — just in case.
Whether it's helping downsized clients, assisting retirees whose benefits are being chiseled away or advising small-business owners on health care options for their companies, a growing number of financial advisers find themselves navigating the murky waters of health care insurance.
With so much lobbying and political posturing yet to unfold, it's unclear whether a universal fiduciary standard of care will be imposed for all providers of financial advice.
In-vitro fertilization spawns confusion among wealth managers, trust attorneys; 'wide-open field'
The longer Congress drags out setting an estate tax rate and exemption level, the less likely it is to impose a retroactive tax for 2010, according to an economist with a leading agricultural organization.
Despite the government's best efforts, new regulations sometimes end up serving no one.
Obviously, compliance officers are very concerned about the use of social media, particularly by registered representatives.
