Oak Financial Group, which oversees $280 million in Angleton, Texas, has switched its broker-dealer and registered investment adviser affiliations from Sagepoint Financial to Arkadios Capital.
Oak is led by Ricky Moore, who had been affiliated with Sagepoint for seven years. His firm includes eight advisers.
With over 600 clients, the $71 billion RIA acquirer's latest partner marks its second transaction in Oklahoma.
Also, wealth.com enters Commonwealth's tech stack, while Tifin@work deepens an expanded partnership.
Back office workers and support staff are particularly vulnerable when big broker-dealers lay off staff.
The fintech giant is doubling down on its strategy to reach independent advisors through a newly created leadership role.
The two firms are strengthening their presence in California with advisor teams from RBC and Silicon Valley Bank.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
