KMS unit of Ladenburg appoints Erinn Ford president

Former head of Cetera Advisors succeeds Ace Forsythe, who's retiring.
FEB 15, 2018
Seattle-based KMS Financial Services, one of the independent broker-dealers owned by Ladenburg Thalmann Financial Services, has named Erinn Ford as its president. Joining the firm in March, she will succeed Tracy "Ace" Forsythe, a 20-year KMS veteran who is retiring this summer. A resident of Seattle, Ms. Ford was most recently president of Cetera Advisors. She also had served as the firm's senior vice president of advisor relations. Her departure was announced Tuesday as part of a reorganization of the parent firm's broker-dealers. "Erinn Ford has consistently been one of the most visible leaders in the retail financial advice space, especially in the Pacific Northwest, where she and her family have been involved with our industry for decades," said Eric Westberg, chairman and CEO of KMS. As president of KMS, Ms. Ford will oversee recruiting and retention, enhancements to the firm's service model and refinements to its open-architecture product platform. In addition to KMS, Ladenburg Thalmann, based in Miami, Fla., is the parent of Securities America, Inc., Triad Advisors, Securities Service Network, and Investacorp Inc.

Latest News

Mercer Advisors lands third-biggest deal to date with Full Sail Capital
Mercer Advisors lands third-biggest deal to date with Full Sail Capital

With over 600 clients, the $71 billion RIA acquirer's latest partner marks its second transaction in Oklahoma.

Fintech bytes: FP Alpha rolls out estate insights feature
Fintech bytes: FP Alpha rolls out estate insights feature

Also, wealth.com enters Commonwealth's tech stack, while Tifin@work deepens an expanded partnership.

Morgan Stanley, Atria job cut details emerge
Morgan Stanley, Atria job cut details emerge

Back office workers and support staff are particularly vulnerable when big broker-dealers lay off staff.

Envestnet taps Atria alum Sean Meighan to sharpen RIA focus
Envestnet taps Atria alum Sean Meighan to sharpen RIA focus

The fintech giant is doubling down on its strategy to reach independent advisors through a newly created leadership role.

LPL, Evercore welcome West Coast breakaways
LPL, Evercore welcome West Coast breakaways

The two firms are strengthening their presence in California with advisor teams from RBC and Silicon Valley Bank.

SPONSORED Beyond the dashboard: Making wealth tech human

How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave

SPONSORED The evolution of private credit

From direct lending to asset-based finance to commercial real estate debt.