David B. Whitacre, who managing $150 million at Morgan Stanley in Chicago, has joined B. Riley Wealth as a financial adviser and senior managing director, investments.
Whitacre spent a decade at Morgan Stanley after owning and operating a mortgage services company.
B. Riley Wealth said Whitacre specializes in retirement planning, estate planning strategies, portfolio management, investment advisory, long term care insurance, and wealth preservation.
The fintech giant is doubling down on its strategy to reach independent advisors through a newly created leadership role.
The two firms are strengthening their presence in California with advisor teams from RBC and Silicon Valley Bank.
The high court's decision rebuffing Alpine Securities marks a setback for a broader challenge to Wall Street's reliance on self-regulatory organizations.
Arax acquires a boutique firm's $4 billion RIA business in Michigan as Steward Partners continues its Southwestern expansion.
Wealth management is a key focus for a new service tier.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
