Raymond James snags $285 million team from LPL in Rochester, N.Y.

Raymond James snags $285 million team from LPL in Rochester, N.Y.
Legacy Financial Planning was affiliated with LPL Financial for nearly six years.
OCT 16, 2018

Raymond James has snagged a $285 million team from LPL Financial in Rochester, N.Y. The team, which operates as Legacy Financial Planning, includes financial advisers Tamar "Tammy" Mogilski and Brian Bedford. They have offices in Shelton, Conn., and Oswego, N.Y., in addition to their headquarters in Rochester. Ms. Mogilski has worked in financial services for more than 30 years. She was affiliated with LPL for nearly six years and, prior to that, she worked at MetLife Securities Inc. for approximately 25 years, according to her profile in Finra BrokerCheck. Mr. Bedford worked more than 15 years in the industry, specializing in retirement planning and wealth management. Prior to affiliating with LPL with Ms. Mogilski, Mr. Bedford was employed at MetLife since 2000, according to BrokerCheck. Ms. Mogilski and Mr. Bedford started Legacy Financial Planning while at MetLife. After affiliating with LPL Financial in 2012, they took the firm independent, according to a press release. Martha Trumbull joins them as office manager. The team also includes Samuel Zito, investment consultant, Lisa Mercadel, client service manager, Kaitlyn Kuder, client relations associate, and Shayne Mogilski, digital marketing associate. (More: Is the worst over for Wells Fargo Advisors?)

Latest News

Technology Is Moving Fast. Adoption Shouldn’t Be Rushed
Technology Is Moving Fast. Adoption Shouldn’t Be Rushed

The tools are evolving rapidly, but in wealth management, the real challenge isn’t access. It’s integration, security, and discipline.

Lawyer exits case of former JPMorgan Chase banker whose sexual assault claims went viral
Lawyer exits case of former JPMorgan Chase banker whose sexual assault claims went viral

Chirayu Rana’s lawsuit has garnered massive attention on Wall Street.

Schwab advisor arrested for domestic violence charges
Schwab advisor arrested for domestic violence charges

Terrance L. Hayes was arrested April 20 and charged with two felonies.

Most Americans are at risk of outliving their retirement savings
Most Americans are at risk of outliving their retirement savings

People are living longer, but new research warns that many may outlive their savings.

OECD maps AI’s biggest job risks but LPL’s chief economist sees potential upside
OECD maps AI’s biggest job risks but LPL’s chief economist sees potential upside

Dr Jeffrey Roach says a 19th-century paradox explains why efficiency gains may lift labor demand.

SPONSORED When Growth Outruns the System

According to Flyer Financial Technologies, rising portfolio complexity is exposing the limits of legacy infrastructure and widening the gap between automation and reality

SPONSORED Why strategy matters more than performance

In volatile markets, the advisors who win aren't the ones with the best calls - they're the ones whose clients stay the course.