Consultancy says fund houses must pivot to independent advisers and new products to drive growth.
With Congress adjourned, rejected bills, such as one facilitating insurance agents' ability to practice in multiple states that was blocked by Sen. Tom Coburn, will need to be reintroduced next year.
December to January offers a great window of time to optimize your financial decisions for low taxes.
For advisers who want to expand their firms by reaching out to the next generation of investors – those in their 20s, 30s or 40s – long-term and cross-generational financial vehicles such as fee-only life insurance and no-load annuities offered to clients of RIAs through Ameritas Advisor Services should be considered as a central part of the effort.
Falling oil prices, accelerating economic growth to provide fuel for further gains.
Advisers willing to wait to get into the carrier's VAs and if history is any guide, first quarter sales will jump.
Berthel Fisher among firms that have lifted suspension, but others housing 29,000 advisers confirm they haven't.
Senate OKs legislation to make it easier for insurance agents to become licensed to sell insurance in multiple states.
Firm now focused on hiring advisers from larger companies, even wirehouses, as it shifts away from acquisitions.
Proposal would hike investment taxes — and impose a transaction fee — but cut taxes for households under $200,000 income.
The case study of a family with complicated needs in the wake of a big sale
Nontraded energy BDC provides funds for exploration and drilling.
California-based Valley Wealth is firm's third – and largest – acquisition this year.
Can Goldman Sachs put ETF investors on a liquid diet?
A group of big companies release an economic study aimed at preserving tax incentives, which may be on the table during budget negotiations on Capitol Hill.
Finra accused Bambi Holzer of lying to one of her former broker-dealers in sales of Provident Royalties deals. Now she's barred from the securities industry. Bruce Kelly has the story.
Youn adviser's first year in the advisory business has cemented her resolve to become a full-fledged financial adviser, even if some things are taking more time than she expected.
About eight months into his tenure at NorthWest Financial Services Inc., adviser's been putting his tax know-how to work.
Untested approach compared to adding cyanide to cupcakes
