RIA News

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RIAS RIA NEWS MAR 18, 2013
Advent Software sale could mean status quo, depending on buyer

Analysts say high ticket price could be big hurdle to any deal.

By Liz Skinner
INVESTING EQUITIES MAR 18, 2013
Why Apple will grow again

Lower sales of key products, the death of Steve Jobs and stiffer competition from its rivals has had many investors questioning whether the tech giant's days as an industry innovator are over

By Bob Turner
Raymond James simplifies pay grid, bumps up production levels
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAR 18, 2013
Raymond James simplifies pay grid, bumps up production levels

Raymond James' new pay grid is the antithesis of those employed by wirehouses. The most salient feature? Its stark simplicity.

By AOSTERLAND
RIAS RIA NEWS MAR 17, 2013
Finra collecting conflict data from 14 firms

Looking to find practices that might put investors at risk

By Mark Schoeff Jr.
ADVISOR NEWS RETIREMENT PLANNING MAR 17, 2013
Shareholders dog top nontraded REIT

By Bruce Kelly
ADVISOR NEWS REGULATION AND LEGISLATION MAR 17, 2013
Finra upped fines by 15 percent last year, study shows

Data reveals that Finra up its fines in 2012 by 15 percent. Disciplinary actions were up as well. Dan Jamieson breaks down the numbers

By DJAMIESON
ADVISOR NEWS FINTECH MAR 17, 2013
Advent sale report concerns planners who use its tools

By Liz Skinner
ADVISOR NEWS RETIREMENT PLANNING MAR 17, 2013
Bonuses are a direct result of shrinking adviser supply

By MFXFeeder
RIAS RIA NEWS MAR 17, 2013
How to figure out a retirement budget

Breaking down expenses into essential and discretionary needs is a start to arriving at "the number'

By MFXFeeder
RIAS RIA NEWS MAR 17, 2013
2012 a swell year in advisory realm

By AOSTERLAND
RIAS RIA NEWS MAR 17, 2013
White: I'll crunch numbers before shaping fiduciary rule

By Mark Schoeff Jr.
ADVISOR NEWS REGULATION AND LEGISLATION MAR 17, 2013
REIT bigwig Thompson a target

Finra looking into why his brokerage allegedly failed to turn over requested documents

By Bruce Kelly
RIAS PRACTICE MANAGEMENT MAR 17, 2013
Advisers neglect own retirement planning

By Liz Skinner
RIAS RIA NEWS MAR 17, 2013
Schapiro's next gig looks to be at General Electric

By AOSTERLAND
RIAS RIA NEWS MAR 17, 2013
Camp's tax proposal enters revenue-neutral territory

Ways and Means boss backs comprehensive reform — but not hiking rates

By Mark Schoeff Jr.
It gets worse: Hedge fund star predicts bigger crisis than '08
ADVISOR NEWS RETIREMENT PLANNING MAR 17, 2013
It gets worse: Hedge fund star predicts bigger crisis than '08

Stan Druckenmiller says rising entitlement costs, unsustainable spending will have dire consequences.

By Paul Menchaca
ADVISOR NEWS RETIREMENT PLANNING MAR 17, 2013
Insurers tweaking fees, not products, in variable annuity world

Insurers didn't seem overly interested in tweaking their VA offerings in 4Q. Instead, they tinkered with the fees.

By Darla Mercado
ADVISOR NEWS RETIREMENT PLANNING MAR 17, 2013
Pru fee hike another nail in VA coffin

Advisers now questioning value proposition for products

By Darla Mercado
ADVISOR NEWS FINTECH MAR 17, 2013
Cheap stocking stuffers for business users of the iPad

By Janowski Davis
INVESTING EQUITIES MAR 15, 2013
Where are the fund shareholders' yachts?

Investors in mutual fund companies doing better than fund shareholders.

By JKEPHART