RIA News

Displaying 36699 results
AIG emerges as most likely buyer of Woodbury Financial Services
ADVISOR NEWS INDEPENDENT BROKER DEALERS DEC 03, 2012
AIG emerges as most likely buyer of Woodbury Financial Services

Announcement of a deal for the 1,600 reps and advisers is expected before indie B-D's national sales conference next month

By Bruce Kelly
Conard: Buffett dead wrong about taxing the rich
RIAS RIA NEWS DEC 02, 2012
Conard: Buffett dead wrong about taxing the rich

Entrepreneurs need to be rewarded for taking risks, not shackled

By Edward Conard
ADVISOR NEWS INDEPENDENT BROKER DEALERS DEC 02, 2012
Growth tactics of elite advisers

Despite continued market volatility, it appears as though the independent investment advisory world has finally turned the corner and moved beyond the worst of the recession that followed the “mortgage meltdown.”

By Cetera
RIAS RIA NEWS DEC 02, 2012
Young replenishing New Orleans

By JKEPHART
RIAS RIA NEWS DEC 02, 2012
LA's rich and famous shine

By DJAMIESON
ADVISOR NEWS RETIREMENT PLANNING DEC 02, 2012
MetLife B-D chief leaves company

The head of MetLife's broker-dealer operations has parted ways with the insurer. So far, the carrier's management has offered no explanation for the departure.

By Bruce Kelly
RIAS RIA NEWS DEC 02, 2012
Krawcheck on advisory business opportunities

By MFXFeeder
ADVISOR NEWS INDEPENDENT BROKER DEALERS DEC 02, 2012
Indie broker-dealers are identifying new talent

By MFXFeeder
RIAS RIA NEWS DEC 02, 2012
What's feeding the growth spurt at investment bank William Blair

By Lynne Marek
ADVISOR NEWS RETIREMENT PLANNING DEC 02, 2012
Self-directed IRAs complex, but they can be profitable

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING NOV 30, 2012
Mary Beth Franklin: Advisers unaware of this Social Security twist

Claiming spousal benefits often leads to larger check than expected

By Mary Beth Franklin
ADVISOR NEWS RETIREMENT PLANNING NOV 30, 2012
Pension advocacy group calls for temporary halt to lump-sum buyouts

Over the last few months, several large companies, let by auto giants Ford and GM, announced plans to spin off their traditional pension plans by transferring their liabilities to an insurance company or offering lump-sum payouts to retirees and certain former workers. Verizon was the latest corporation to hop on the de-risking bandwagon, prompting calls from a leading pension advocacy group to halt such actions until Congress can review the impact on workers and retirees

By Mary Beth Franklin
Good Friday for Gundlach as police recover stolen art
RIAS RIA NEWS NOV 30, 2012
Good Friday for Gundlach as police recover stolen art

In a twist that will cheer art aficionados -- and Jeffrey Gundlach -- police recovered all the paintings stolen from the bond king's home earlier in the month. The value of the DoubleLIne boss' remarkable collection? About $10 million. | <a href=http://www.investmentnews.com/gallery/20120927/FREE/927009999/PH>View the paintings</a> &amp;raquo;

By John Goff
Another high-profile exit from MSSB
ADVISOR NEWS WIREHOUSES NOV 30, 2012
Another high-profile exit from MSSB

Another high-profile defection from MSSB as a $600M team jumps to HighTower

By DJAMIESON
ADVISOR NEWS RETIREMENT PLANNING NOV 29, 2012
Ex-wives not X'd out of Social Security survivor benefits

Still subject to age and earnings cap limits; other restrictions may apply

By Mary Beth Franklin
Boutique lands two veteran teams from Merrill
RIAS RIA NEWS NOV 29, 2012
Boutique lands two veteran teams from Merrill

A boutique hybrid firm snags a pair of veteran adviser teams from Merrill Lynch.

By AOSTERLAND
Finra to consider new disclosure rule
ADVISOR NEWS INDEPENDENT BROKER DEALERS NOV 29, 2012
Finra to consider new disclosure rule

Finra eyes requiring the disclosure of recruiting incentives to clients | <b>Sarch:</b> <a href=http://www.investmentnews.com/article/20121129/BLOG01/121129937>Transparency for bonuses? Bring it on! &amp;raquo;</a>

By DJAMIESON
Merrill growing the herd with training program
ADVISOR NEWS WIREHOUSES NOV 29, 2012
Merrill growing the herd with training program

Revamped structure already seen paying off; 'core to our strategy'

By AOSTERLAND
Seeking fee boost, MetLife to run money for big investors
ADVISOR NEWS RETIREMENT PLANNING NOV 29, 2012
Seeking fee boost, MetLife to run money for big investors

Insurer to pull back from cash-heavy products like variable annuities

By Gregory Crawford
ADVISOR NEWS RETIREMENT PLANNING NOV 28, 2012
Remodeling as retirement planning

'Aging in place' is growing trend as retirees prefer to stay put.

By Gregory Crawford