RIA News

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RIA NEWS DEC 06, 2011
Jeremy Grantham: A hierarchy of problems

With hindsight, there are a few additions and qualifications I would like to make regarding my letter on resources of <a href=http://www.investmentnews.com/apps/pbcs.dll/article?AID=/20110426/FREE/110429963>last quarter.</a> I will start with an overview of the prospects for our collective well-being: there is nothing about the resource limitation problem that we cannot resolve. We have the brain power and, especially, the inventiveness.

By Jeremy Grantham
Insurers' death benefit payout practices targeted
LIFE INSURANCE AND ANNUITIES DEC 06, 2011
Insurers' death benefit payout practices targeted

State regulators continue to investigate claims that life insurance carriers may be failing to pay out death benefits or submit the money to the state in a timely fashion. Not surprisingly, this has attracted the attention of tort lawyers.

By Darla Mercado
LIFE INSURANCE AND ANNUITIES DEC 06, 2011
Accidental death becomes suicide when insurers dodge payouts

Critics say it's smart for carriers to deny life insurance claims for allegedly spurious reasons. Why? Because they make money off the float.

By John Goff
RETIREMENT PLANNING DEC 06, 2011
Skimpier living benefits could kill interest in VAs, advisers warn

Financial advisers are calling on insurers to enhance their suite of variable annuities, saying that clients are turned off by falling accrual rates on living benefits and insufficient investment choices

By Darla Mercado
RETIREMENT PLANNING DEC 05, 2011
Democrats eye 3.25% millionaire surtax

U.S. Senate Democrats are proposing to use a 3.25 percent surtax on income over $1 million to pay for extending and expanding a payroll tax cut, setting up a test vote as early as this week.

By Doug Cubberley
RIA NEWS DEC 05, 2011
Americans staying put, but those who move are heading to no-tax states

The percentage of Americans who changed residences reached its lowest point last year in more than six decades, according to the Census Bureau

By Bloomberg
Biggs cuts bullish stock bets, sees odds of recession at 60% to 70%
RIA NEWS DEC 05, 2011
Biggs cuts bullish stock bets, sees odds of recession at 60% to 70%

Barton Biggs, the hedge fund manager who bought stocks when the market bottomed in 2009, cut bullish bets on equities, amid concern that the odds of a U.S. recession have increased.

By Doug Cubberley
RIA NEWS DEC 05, 2011
Protesters' rage might give rise to financial transactions tax

The Occupy Wall Street protest movement, which has filled streets and parks in New York, Los Angeles, Hong Kong and other cities for weeks, may soon show up in the halls of power, too

By Mark Schoeff Jr.
Strategists see large rebound for large caps this quarter
RIA NEWS DEC 05, 2011
Strategists see large rebound for large caps this quarter

Predict S&amp;P 500 will end the year at 1,300; investors being 'swayed by macro variables'

By John Goff
Borzi vows to keep IRAs in Labor's revamped fiduciary proposal
RETIREMENT PLANNING DEC 05, 2011
Borzi vows to keep IRAs in Labor's revamped fiduciary proposal

A fervent outcry from a wide range of financial industry groups and bipartisan lawmakers helped persuade the Labor Department to withdraw a proposed rule that would expand the definition of fiduciary for advisers to retirement plans.

By Mark Schoeff Jr.
PRACTICE MANAGEMENT DEC 04, 2011
Top RIAs: The regional rundown

Four popular places for RIAs to look for clients - plus the Q4 RIA rankings.

By Mark Bruno
RIA NEWS DEC 04, 2011
Advisers: Clients are better off than in 2008, but Obama must go

By Jeff Benjamin
RIA NEWS DEC 04, 2011
Longtime RJFS CEO to leave

By Bruce Kelly
RIA NEWS DEC 04, 2011
New York City is 'subsidizing the slackers,' professor says

New York is where the 1% live, and they have the tax returns to prove it.

By Bloomberg
LIFE INSURANCE AND ANNUITIES DEC 04, 2011
MetLife drops Citi as top stock pick

By Bloomberg
RETIREMENT PLANNING DEC 04, 2011
New York's riches come at a price

Love it or hate it, New York elicits strong opinions from just about everyone.

By Andrew Osterland
RETIREMENT PLANNING DEC 04, 2011
St. Louis: The pros and cons for advisers

St. Louis might be brushed off as flyover country by some coast-to-coast travelers, but it has become the final destination for many financial advisers.

By Lavonne Kuykendall
RETIREMENT PLANNING DEC 04, 2011
Satisfied in Seattle: More clients than competitors for RIAs

Despite is reputation for gray skies, Seattle has weathered the nation's economic storm better than most of the U.S. That fact, combined with the area's recreational opportunities and quality of life, makes some financial advisers who live and work there pretty satisfied.

By Dan Jamieson
RIA NEWS DEC 04, 2011
W. George Grieg: Three key strategies for finding returns in 2012

Forget the headlines. Headlines do not earn return on equity for companies. Look instead to the evidence presented on a day-to-day basis. There is good, strong profitability and corporate performance globally.

By W. George Greig
RIA NEWS DEC 04, 2011
Rich win under Republican candidates' tax plans

The detailed tax plans from Republican presidential candidates would provide tax cuts for the highest earners, with those from Rick Perry and Jon Huntsman offering the biggest benefits

By Bloomberg