RIA News

Displaying 37458 results
Consumer watchdog questions the tax benefits of $116B HSAs, industry hits back
RIA NEWS MAY 03, 2024
Consumer watchdog questions the tax benefits of $116B HSAs, industry hits back

CFPB report says fees offset gains, but the ABA says it's inaccurate.

By Steve Randall
Wealthiest taxpayers are a priority for IRS with more audits on the way
RIA NEWS MAY 03, 2024
Wealthiest taxpayers are a priority for IRS with more audits on the way

The tax agency has updated its Strategic Operating Plan.

By Steve Randall
Tech stocks gain ahead of US jobs report
RIA NEWS MAY 03, 2024
Tech stocks gain ahead of US jobs report

Labour market data is due at 8.30am ET.

By Bloomberg
Bond traders now think Fed will move faster
RIA NEWS MAY 03, 2024
Bond traders now think Fed will move faster

Yields have fallen since the central bank's latest decision.

By Bloomberg
Gold heading for worst weekly loss since February
RIA NEWS MAY 03, 2024
Gold heading for worst weekly loss since February

Higher-for-longer rates expectation has weakened demand.

By Bloomberg
SVB Financial set to offload VC unit to Pinegrove affiliate
RIA NEWS MAY 03, 2024
SVB Financial set to offload VC unit to Pinegrove affiliate

Brookfield and Sequoia Capital are backing the buyers.

By Bloomberg
How to get sales and compliance on the same page
RIA NEWS MAY 02, 2024
How to get sales and compliance on the same page

There needs to be a healthy working relationship between the powers screaming 'Now!' and those saying, 'Not so fast!'

By Gregg Greenberg
Want to go RIA with annuities? Here’s where to start
LIFE INSURANCE AND ANNUITIES MAY 02, 2024
Want to go RIA with annuities? Here’s where to start

Ditching your legacy annuities when going independent used to be commonplace but there are now more options, says industry insiders.

By Josh Welsh
A look at Schwab's TD migration, 8 months in
RIA NEWS MAY 02, 2024
A look at Schwab's TD migration, 8 months in

The company says it has been working to make former TD RIA clients happy, but smaller alternative custodians say they've been getting a lot of business.

By Emile Hallez
Where will RIA buying be strongest in the next year?
PRACTICE MANAGEMENT MAY 02, 2024
Where will RIA buying be strongest in the next year?

Inaugural M&A research reveals which wealth firm segment looks sweetest for dealmakers, aggregators, lenders, and consultants.

By Leo Almazora
Barred Texas broker sold GPB fund without a license: SEC
ALTERNATIVES MAY 02, 2024
Barred Texas broker sold GPB fund without a license: SEC

"The only way to really address recidivism is through bringing criminal cases," one attorney said.

By Bruce Kelly
RFG welcomes former Edward Jones advisor in North Carolina
RIA NEWS MAY 02, 2024
RFG welcomes former Edward Jones advisor in North Carolina

The breakaway advisor with 20 years of industry experience is launching his own practice for business owners and high-net-worth individuals.

By Leo Almazora
Big asset managers silent over ESG backlash
RIA NEWS MAY 02, 2024
Big asset managers silent over ESG backlash

Regulatory uncertainty, performance, and politicization has discouraged some advisors and fund shops.

By Emile Hallez
Bluerock invests in Townsend for private wealth expansion as Aon sells firm
RIA NEWS MAY 02, 2024
Bluerock invests in Townsend for private wealth expansion as Aon sells firm

Alternative asset manager and investment firm will target wealthy individuals.

By Steve Randall
Most people overvalue their time, underestimate their retirement savings
RIA NEWS MAY 02, 2024
Most people overvalue their time, underestimate their retirement savings

Empower study reveals people’s perceptions are often way out.

By Steve Randall
Investors are impatient, they want big earnings
RIA NEWS MAY 02, 2024
Investors are impatient, they want big earnings

Lacklustre results from corporates wont cut it after stock rally.

By Bloomberg
World economic outlook looks better, avoids stagflation
RIA NEWS MAY 02, 2024
World economic outlook looks better, avoids stagflation

OECD says inflation should prove less of a problem for many economies.

By Bloomberg
Why global money is buying Hong Kong stocks right now
RIA NEWS MAY 02, 2024
Why global money is buying Hong Kong stocks right now

Fed's interest rate decision has further fueled Hang Seng Index.

By Bloomberg
Does bitcoin slump suggest trouble ahead in global markets?
RIA NEWS MAY 02, 2024
Does bitcoin slump suggest trouble ahead in global markets?

Crypto 'canary' may signal future shocks.

By Bloomberg
LPL shares hit fresh high after strong earnings
INDEPENDENT BROKER DEALERS MAY 01, 2024
LPL shares hit fresh high after strong earnings

"Recruiting is as strong as ever" at LPL, one analyst noted.

By Bruce Kelly