RIA News

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Former Citi veteran joins Snowden Lane for HNW-focused practice
RIA NEWS DEC 04, 2023
Former Citi veteran joins Snowden Lane for HNW-focused practice

Experienced advisor team in Florida follows recent expansion in Colorado.

By Steve Randall
Thinking of going independent? How smaller RIAs can win despite disruptive tech  
TECHNOLOGY DEC 04, 2023
Thinking of going independent? How smaller RIAs can win despite disruptive tech  

Advisory Services Network's business development director, Trey Prescott, talks to InvestmentNews.

By Steve Randall
Can banks really be trusted on ESG when they set their own rules?
RIA NEWS DEC 04, 2023
Can banks really be trusted on ESG when they set their own rules?

Discussions at COP28 include global standards for sustainability reporting.

By Bloomberg
Shut up and take our money, investors say about financial advice
PRACTICE MANAGEMENT DEC 01, 2023
Shut up and take our money, investors say about financial advice

Demand for paid financial advice is at a high level and rising, survey data show.

By Emile Hallez
Sizable decline in US ESG market leads global shrinkage
RIA NEWS DEC 01, 2023
Sizable decline in US ESG market leads global shrinkage

A report shows investors had $30.3 trillion in sustainable assets in 2022, down from $35.3 trillion in 2020.

By Bloomberg
Northwestern Mutual targets next-gen clients with new model portfolios
RIA NEWS DEC 01, 2023
Northwestern Mutual targets next-gen clients with new model portfolios

New products aim to attract younger investors who want to work with advisors.

By Steve Randall
RBC Wealth Management recruits $337M team in Memphis
RIA NEWS DEC 01, 2023
RBC Wealth Management recruits $337M team in Memphis

Team of six has switched from Cetera.

By Steve Randall
CAIS expands alts offering with Pershing with no transaction fees
RIA NEWS DEC 01, 2023
CAIS expands alts offering with Pershing with no transaction fees

Expansion of the two firm's partnership gives advisors greater access to funds.

By Steve Randall
S&P 500 up almost 9% in November, but is Big Tech a risk?
RIA NEWS DEC 01, 2023
S&P 500 up almost 9% in November, but is Big Tech a risk?

The dominant stocks tend to drop at year-end but Fed optimism could buck the trend.

By Bloomberg
Private credit carve-out from JPMorgan filed 'secret' IPO plan
INDEPENDENT BROKER DEALERS DEC 01, 2023
Private credit carve-out from JPMorgan filed 'secret' IPO plan

HPS Investment Partners could go public if equity capital markets look favorable.

By Bloomberg
China or India: Which EM do global wealth managers favor?
RIA NEWS DEC 01, 2023
China or India: Which EM do global wealth managers favor?

The two major Asia economies are vying for investment.

By Bloomberg
Should advisors chase Japanese stocks in 2024?
RIA NEWS NOV 30, 2023
Should advisors chase Japanese stocks in 2024?

A double-digit drop in the yen has helped fuel an impressive run in Japanese stocks so far in 2023.

By Gregg Greenberg
Fastest-Growing Fee-Only RIAs 2023 winners revealed
RIA NEWS NOV 30, 2023
Fastest-Growing Fee-Only RIAs 2023 winners revealed

InvestmentNews celebrates 75 firms that have attracted significant assets since July 2020.

By InvestmentNews
Bank fined $24M for spoofing in Treasuries market
WIREHOUSES NOV 30, 2023
Bank fined $24M for spoofing in Treasuries market

Two former employees engaged in more than 700 ‘spoofs’ over almost a decade, Finra charges.

By Josh Welsh
Helping women in tech align wealth with values
WOMEN ADVISOR COMMUNITY NOV 30, 2023
Helping women in tech align wealth with values

Waddell decided to focus on women in tech because, she says, 'I live in Seattle. Everybody works in tech.'

By InvestmentNews
Industry powerhouses team up to launch holistic wealth management firm
RIA NEWS NOV 30, 2023
Industry powerhouses team up to launch holistic wealth management firm

New entity combines capabilities of $13 billion national RIA with those of an accounting services firm.

By Steve Randall
Billionaires acquiring more wealth through inheritance than entrepreneurship, says UBS
WIREHOUSES NOV 30, 2023
Billionaires acquiring more wealth through inheritance than entrepreneurship, says UBS

Report focused on the last year highlights the impact of the Great Wealth Transfer.

By Steve Randall
Most American workers say wages have not kept pace with inflation
RIA NEWS NOV 30, 2023
Most American workers say wages have not kept pace with inflation

Older, hourly, and lower paid workers are most likely to have lost out.

By Steve Randall
How do you value crypto assets? CFA Institute now has a guide
RIA NEWS NOV 30, 2023
How do you value crypto assets? CFA Institute now has a guide

New resource aims to equip investment professionals with most relevant models.

By Steve Randall
Rate cut expectations rise as European inflation eases
RIA NEWS NOV 30, 2023
Rate cut expectations rise as European inflation eases

US Treasuries pause rally as more data is awaited.

By Bloomberg