RIA News

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'Beautiful, clean coal' could get a major boost from Trump team
RIAS RIA NEWS MAR 20, 2025
'Beautiful, clean coal' could get a major boost from Trump team

Emergency powers could bring back shuttered plants.

By Bloomberg
Is trade war throwing Canada into the arms of Europe?
RIAS RIA NEWS MAR 20, 2025
Is trade war throwing Canada into the arms of Europe?

Defense industry deals suggestion follows new leader's visit.

By Bloomberg
Morgan Stanley to cut 2,000 jobs as AI reshapes Wall Street
RIAS RIA NEWS MAR 20, 2025
Morgan Stanley to cut 2,000 jobs as AI reshapes Wall Street

Investment giant has introduced multiple AI tools aimed at improving efficiency.

By Matthew Sellers
Trump says Fed should cut rates as tariff push heats up
INVESTING FIXED INCOME MAR 20, 2025
Trump says Fed should cut rates as tariff push heats up

Fed stays pat ahead of next wave of tariffs.

By Bloomberg
Don't sell your winners, donate them to charity instead
ADVISOR NEWS RETIREMENT PLANNING MAR 20, 2025
Don't sell your winners, donate them to charity instead

If you are going to let your winners run, let them run for a good cause while lowering your tax bill.

By Gregg Greenberg
Is LPL gearing up for another major acquisition?
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAR 19, 2025
Is LPL gearing up for another major acquisition?

"LPL's salespeople are all over the place," said one senior industry executive.

By Bruce Kelly
UBS client says his wife moved in with their wealth advisor. It got messy
RIAS RIA NEWS MAR 19, 2025
UBS client says his wife moved in with their wealth advisor. It got messy

Advisor accused of scheming to move family trust to firm, lawsuit seeks $10 million in damages.

By Bloomberg
Gen Zs are grappling with financial challenges in extraordinary times
RIAS RIA NEWS MAR 19, 2025
Gen Zs are grappling with financial challenges in extraordinary times

Young Americans are inexperienced in navigating current stormy waters.

By Steve Randall
Musk needs to exit role at 'neglected' Tesla, says $3.3B investment firm CEO
RIAS RIA NEWS MAR 19, 2025
Musk needs to exit role at 'neglected' Tesla, says $3.3B investment firm CEO

Early investor in EV firm says it is in crisis and needs a change of leadership.

By Steve Randall
Nvidia unveils superchips, addresses spiraling cost concerns
RIAS RIA NEWS MAR 19, 2025
Nvidia unveils superchips, addresses spiraling cost concerns

Chipmaker's developer conference comes at a pivotal moment.

By Bloomberg
Citi slashes 'transformation' bonuses for senior execs
RIAS RIA NEWS MAR 19, 2025
Citi slashes 'transformation' bonuses for senior execs

Three-year program aimed to boost regulatory compliance, culture change.

By Bloomberg
Cathie Wood sells Meta shares as seven lose magnificence
RIAS RIA NEWS MAR 19, 2025
Cathie Wood sells Meta shares as seven lose magnificence

Ark Investment Management chief is buying 'names that mimic bitcoin'.

By Bloomberg
Elon Musk has been buying X shares at valuation near purchase price
RIAS RIA NEWS MAR 19, 2025
Elon Musk has been buying X shares at valuation near purchase price

The firm is fundraising as business sees recovery.

By Bloomberg
Judge rejects Franklin Templeton’s bid to revive defenses in blockchain case
ADVISOR NEWS FINTECH MAR 18, 2025
Judge rejects Franklin Templeton’s bid to revive defenses in blockchain case

Ruling allows trade secrets and contract claims over fintech technology to proceed to trial.

More senior executives leave rebranded SoCal B-D, Realta
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAR 18, 2025
More senior executives leave rebranded SoCal B-D, Realta

The firm’s CFO, head of recruiting, and head of advisor relations have followed its CEO out the door.

By Bruce Kelly
Jefferies wins summary judgment against hedge fund founder over personal guarantee
INVESTING ALTERNATIVES MAR 18, 2025
Jefferies wins summary judgment against hedge fund founder over personal guarantee

Court rules George Weiss personally liable for hedge fund’s collapse-era debts; bankruptcy backdrop reveals high spending and missteps.

By Matthew Sellers
Women's History Month: Female advisors discuss financial industry strides
RESOURCES WOMEN ADVISOR COMMUNITY MAR 18, 2025
Women's History Month: Female advisors discuss financial industry strides

Four female wealth managers discuss the progress of women on Wall Street.

By Gregg Greenberg
CFP Board warns of tax "tipping point" as TCJA expiration puts financial plans at risk
RIAS RIA NEWS MAR 18, 2025
CFP Board warns of tax "tipping point" as TCJA expiration puts financial plans at risk

With nearly nine in 10 seeing danger to clients' retirement income and legacy plans, among others, CFP professionals are urging strategic planning pivots and tax perks for advice-seekers.

By Leo Almazora
Fed Day focus fades as Trump keeps stock markets watching
RIAS RIA NEWS MAR 18, 2025
Fed Day focus fades as Trump keeps stock markets watching

As policymakers convene for their latest two-day meeting, investors are shifting their attention from elevated interest rates to growth concerns and tariff worries.

By Bloomberg
IRS eases off on some audits with retrenchments giving way to AI
RIAS RIA NEWS MAR 18, 2025
IRS eases off on some audits with retrenchments giving way to AI

While he hasn't laid out a clear plan, Treasury Secretary Scott Bessent has gone on record touting "the great AI revolution" in improving the agency's tax collections and customer service.

By Leo Almazora