If Democrats prevail, regulators may upset the new Reg BI standard, leading to big changes in fee structures — or they may just leave it alone
Volatility is quickly becoming a way of life post-pandemic, and the rally of the past decade may be giving way to a new era of market turbulence
There’s a lot in the bill for pre-retirees, company sponsors and retirees, but the changes proposed for retirees jumped out at me
Agency takes the term 'ESG' out of the text, but opponents say the regulation's chill factor remains
The new rule requires reps to receive written permission before accepting an inheritance
Dallas duo manages $128 million; Missouri-based adviser manages $115 million
Walker will oversee the firm's retail expansion in the St. Louis area
Both small-cap shares and value strategies have taken a beating this year as the coronavirus sparked an economic crisis
Portland, Oregon-based Confluence Wealth Management was founded in 2011
Biden's tax proposals and call for increased antitrust scrutiny would pose challenges for dealmakers
LPL, a recruiting powerhouse, reported a year-over-year gain of 819 financial advisers at the end of September
Six in 10 of world's 100 biggest public companies want businesses to measure and disclose how possible climate outcomes could impact performance
Heading into Q4, advisers are feeling more confident about financial markets, their businesses and the overall economy
Valliere, Gardner see a narrow Electoral College victory for the former vice president
CEO Reilly also cites potential for strong recruiting gains in future quarters given pent-up demand among some wirehouse advisers
Concerns about the renewed rise in coronavirus cases has shifted safe-haven buying to the dollar
Stretch IRA or 10-year rule? Advisers need to explain to clients which set of tax rules applies
Despite rumors of a takeover, the firm is back to growing its adviser roster
A new administration could mean estate tax changes happen sooner than expected
The key is targeting exposure with active management and subsectors
