New LA-based RIA combines traditional advisory services with cultural ecosystem spanning sports, entertainment and entrepreneurship.
More than 1,000 current and former employees are reportedly negotiating with RIAs including Creative Planning and Corient for sub-0.5% advisory fees and tax-loss harvesting ahead of SpaceX's public debut.
Industry group submits testimony supporting S2782, which includes language shielding licensed financial professionals from the state's contentious new ABC test.
“Having an independent platform underneath us was incredibly important,” said Scott Gilliam of Align Private Wealth.
The deal creates one of the largest independent RIA footprints in the Philadelphia metro region, with more than $30 billion in combined client assets.
Cresset hires Evoke Advisors alum to expand New York presence while Callan sharpens its focus on philanthropic consulting, wealth, and legacy planning.
Arax and Waverly also staged their own East Coast expansions by acquiring a family-owned practice and a Maryland-based wealth firm.
Help recognize excellence in wealth management before nominations close
N10 Holdings, Zenith Wealth Partners, and Golden Wealth Management each chart a new course.
Entertainment and tax are among the additional expertise acquired by RIAs, with two deals in California and one in New Mexico.
Five partner firms will be among the first to transition into the new structure as the platform builds scale.
A November hacking incident involving cloud apps used by three employee exposed names, Social Security numbers, and other account data, the mega-RIA said.
The Osaic subsidiary targets Southern California with its Catalina Capital deal, adding another foothold as it pursues high-net-worth growth across the Western US.
The deal marks Ground Control's second UK transaction in under two years as US wealth platforms race to stake out overseas territory.
Firms continue to attract talent from larger entities to fuel rapid expansion.
The Cleveland-based wealth manager adds veteran-founded Service Academy Capital Management to Evoke, its UHNW division.
The Carmel, Indiana RIA grew nearly 150% in assets since severing ties with its first backer following a FINRA dispute.
Meanwhile, Raymond James' employee arm adds a defector from D.A. Davidson, and South Carolina-based RIA Ballast Rock Private Wealth recruits a new advisor.
New AdvizorPro data analysis reveals advisors are adding funds at a steady clip, while defense, commodities, and international equity quietly take share.
Presenting this year’s 5-Star Wealth Management Teams with strategic growth and expansion
