RIA News

Displaying 36716 results
EQUITIES DEC 23, 2014
Stocks and bonds catch a ride on the surging dollar

As economic strength and Fed policy push the greenback to a 7-year high, market strategists see knock-on gains for other assets.

By Jeff Benjamin
ALTERNATIVES DEC 23, 2014
Reps selling nontraded REITs could be swimming in liquidity

Up to $13.6 billion in fresh equity expected to flow from listings, mergers and special distributions.

By Bruce Kelly
OPINION DEC 22, 2014
Why security in retirement is often luck of the draw

Specific returns clients earn on investments right around retirement disproportionately impact their lifetime outcomes.

By Wade Pfau
RETIREMENT PLANNING DEC 22, 2014
John Hancock buys New York Life's retirement unit; New York Life acquires block of John Hancock's life insurance biz

In a two-part tradeoff, John Hancock will acquire New York Life's Retirement Plan Services business, and New York Life will take on a block of John Hancock's life insurance business. One deals bolsters John Hancock's retirement reach and the other the other New York Life's insurance reserves.

By Darla Mercado
RIA NEWS DEC 22, 2014
Buy on bad news

Current slump in oil might mean clients with long-term horizons could consider adding the oil sector to their portfolios.

By MFXFeeder
EQUITIES DEC 22, 2014
Advisers and analysts scramble to make sense of a wild market ride

Giving the Fed credit and blame for pushing markets past fundamentals.

By Jeff Benjamin
RETIREMENT PLANNING DEC 22, 2014
401(k) loan balances hold steady as average account balances climb

Most loan takers are in their 40s, earning $40,000 to $60,000 a year, report finds.

By Robert Steyer
EQUITIES DEC 22, 2014
Russia crisis hits Pimco

Midweek <i>Breakfast with Benjamin:</i> If it isn't Bill Gross, it's something else. Plus: The Russia crisis is hitting some 401(k)s too; the bull market could be in jeopardy; who's going to calm the markets; cuts at Wells and giving finance a bad name.

By Jeff Benjamin
PRACTICE MANAGEMENT DEC 22, 2014
The more I learn about planning and taxes, the more interesting the job gets

By Treavor Dodsworth
RETIREMENT PLANNING DEC 22, 2014
Unraveling Minds

<b>Game Changers: Dealing with Dementia</b> Cognitive decline doesn't just rob the elderly of their mental capacity. Advisers and their firms often are left adrift, forced to make crucial decisions affecting the financial affairs of elderly clients.

By Mason Braswell
INDEPENDENT BROKER DEALERS DEC 22, 2014
WFG Investments facing $650,000 Finra 'global fine'

Comes on heels of another $200,000 penalty last year for missing a stock-fraud scheme

By Bruce Kelly
PRACTICE MANAGEMENT DEC 22, 2014
JPMorgan's fund choices for its clients said to be under regulatory review

The SEC is reviewing whether conflicts of interest led the firm to sell certain products to individual clients.

By Bloomberg
RIA NEWS DEC 22, 2014
Fund managers hope for more robust socially conscious options

Money managers work to build products for younger investors, who are expected to favor values-driven investing

By Trevor Hunnicutt
RIA NEWS DEC 22, 2014
JPMorgan investors show support for Dimon in cancer fight

CEO tells investors and shareholders he'll continue to run the bank 'as normal' during treatment

By ntappan
FINTECH DEC 21, 2014
Advisers in Northeast prep for blizzard, close offices

After learning lessons from Superstorm Sandy, firms are planning ahead with staff and clients, expecting days of potential power outages and working remotely.

By Liz Skinner
RETIREMENT PLANNING DEC 21, 2014
The right glide path for smaller accounts

Resist the temptation to increase risk for low savers, as every dollar becomes more important.

By James P. Lauder
LIFE INSURANCE AND ANNUITIES DEC 21, 2014
Strawberry strikes out with advisers

IRS will auction an annuity that was part of a contract Darryl Strawberry signed with the Mets nearly 30 years ago.

By Bruce Kelly
EQUITIES DEC 21, 2014
Stocks carry momentum into the holiday-shortened trading week

Monday's <i>Breakfast with Benjamin</i> features stocks poised to move higher in a holiday-shortened week. Plus: Lots of data in just a few days, OPEC plays a game of chicken, and using dividend stocks to make up for an under-funded retirement portfolio

By Jeff Benjamin
RIA NEWS DEC 21, 2014
New ETF lets active managers keep secret sauce

Fund investors are flocking to index-tracking ETFs as they try to improve performance.

By Trevor Hunnicutt
RETIREMENT PLANNING DEC 21, 2014
Is your core strategy getting flabby?

Increasing high-yield exposure in an intermediate-bond portfolio may add return, but is risky

By Aldo Ceccarelli